Annexure-V (Ref. paragraph 8 of the Guidelines) Sr. No. | Return/Report | Periodicity | To be filed with Deptt. | Reference under which required | 1 | PDR-I | Daily | IDMC | PD Guidelines | 2 | PDR-II | Monthly | 3 | PDR-III | Quarterly | 4 | Market Report | Daily | 5 | Annual Report & Annual Audited A/cs | Annual | 6 | Half-yearly Accounts | Half-yearly | 7 | Auditor's Certificate on Net Owned Funds | Yearly | 8 | Reconciliation of holdings of Govt. Securities in Own A/c and constituent A/c | Yearly | IDMC | IDMC.No.PDRS/2049A/03.64.00/99-2000 dated December 31, 1999 | 9 | Return on FRAs / IRS | Fortnightly | MPD and IDMC | MPD.BC.187/07.01.279/1999-2000 dated July 7, 1999. | 10 | Deviations reported by Concurrent auditors on sale transactions of securities allotted in Primary Issues on the same day | Monthly | IDMC | IDMC.PDRS.No.PDS.1/03.64.00/2000-2001 dated October 6, 2000 | 11 | Statement of Transactions effected between Gilt A/c holders | Weekly | IDMC | PDO/SGL/CIRR.No. 07.01.13/2950/2000-2001 dated November 8, 2000. | 12 | Statement showing balances of Govt. Securities held on behalf of each Gilt A/c holder | Half-Yearly | PDO | 13 | Return on Call Money transactions with Commercial Banks | Fortnightly | DEAP, DMB | | 14 | Daily Return on Call/Notice/Term Money Transactions | Daily | MPD | | 15 | Call and Notice Money Operations during the Fortnight | Fortnightly | 16 | Total Investments and Resources invested in short-term Instruments | Monthly | 17 | Information for Issue of Commercial Paper | On each issue of CP | IECD | IECD.2/08.15.01/2001-02 dated July 23, 2001 |
Note: - PDs registered as NBFCs with authorisation to accept public deposits will have to submit the returns/statements as required by Department of Non-Banking Supervision, even if they do not accept the public deposits. |