Non Banking Financial Companies(NBFCs)


Dec 06, 2019
Acquisition of financial assets by Asset Reconstruction Companies from sponsors and lendersPDF document 97 kb
Nov 11, 2019
Withdrawal of exemptions granted to Housing Finance InstitutionsPDF document 218 kb
Nov 08, 2019
Technical Specifications for all participants of the Account Aggregator (AA) ecosystemPDF document 264 kb
Qualifying Assets Criteria - Review of LimitsPDF document 308 kb
Nov 04, 2019
Liquidity Risk Management Framework for Non-Banking Financial Companies and Core Investment CompaniesPDF document 685 kb
Aug 02, 2019
Levy of foreclosure charges/pre-payment penalty on Floating Rate Loans by NBFCsPDF document 269 kb
May 29, 2019
Extension of relaxation on the guidelines to NBFCs on securitisation transactionsPDF document 270 kb
May 16, 2019
Risk Management System – Appointment of Chief Risk Officer (CRO) for NBFCsPDF document 282 kb
Feb 22, 2019
Harmonisation of different categories of NBFCsPDF document 194 kb
Jan 01, 2019
Micro, Small and Medium Enterprises (MSME) sector – Restructuring of AdvancesPDF document 150 kb
Jul 27, 2018
Diversification of activities of Standalone Primary Dealers-Foreign Exchange BusinessPDF document 123 kb
May 31, 2018
Withdrawal of Exemptions Granted to Government Owned NBFCsPDF document 139 kb
Feb 23, 2018
Ombudsman Scheme for Non-Banking Financial Companies, 2018 - Appointment of the Nodal Officer/Principal Nodal OfficerPDF document 293 kb
Nov 09, 2017
Directions on Managing Risks and Code of Conduct in Outsourcing of Financial Services by NBFCsPDF document 169 kb
Aug 14, 2017
Eligible Credit Rating Agencies- Rating of Fixed Deposits by Infomerics Valuation and Rating Private Limited (IVRPL)PDF document 49 kb
Appointment of nominated counsel in the Hon’ble High Court of Delhi at New Delhi- Compliance of the Order dated 21.07.2017PDF document 59 kb
Jul 06, 2017
Point of Presence (PoP) Services under Pension Fund Regulatory and Development Authority (PFRDA) for National Pension System (NPS)PDF document 71 kb
Apr 28, 2017
Securitisation and Reconstruction of Financial Assets and Enforcement of Security Interest Act, 2002- Section 3 (1) (b) - Requirement of Net Owned Fund (NOF) for Asset Reconstruction CompaniesPDF document 119 kb
Mar 09, 2017
Disbursal of loan amount in cashPDF document 78 kb
Mar 02, 2017
Infrastructure Financing- Definition of 'Infrastructure Lending'PDF document 145 kb
Feb 02, 2017
Review of Guidelines on “Pricing of Credit”PDF document 36 kb
Jun 02, 2016
Refinancing of Project LoansPDF document 166 kb
May 26, 2016
Review of Framework for Revitalising Distressed Assets in the Economy and Strategic Debt Restructuring MechanismPDF document 90 kb
Apr 28, 2016
Risk Weight in respect of investments in Corporate Bonds by Standalone Primary Dealers (SPDs)PDF document 150 kb
Apr 21, 2016
Infrastructure Debt Funds (IDFs)PDF document 114 kb
Apr 13, 2016
Non-Banking Financial Company-Micro Finance Institutions (Reserve Bank) Directions, 2011 – Acting as Channelizing Agents for Schemes operated by Central/State Government AgenciesPDF document 279 kb
Apr 07, 2016
Applicability of Concentration of Credit/ Investment NormsPDF document 49 kb
Mar 10, 2016
Review of risk weights assigned to sovereign debtPDF document 63 kb
Feb 18, 2016
Undertaking of Point of Presence (PoP) Services under Pension Fund Regulatory and Development Authority for National Pension System (NPS)PDF document 15 kb
NBFC – Factors (Reserve Bank) Directions, 2012 – ReviewPDF document 281 kb
Frauds - Future approach towards monitoring of frauds in NBFCsPDF document 19 kb
Jan 28, 2016
Provision of Safe Deposit Locker facility by NBFCsPDF document 15 kb
Nov 26, 2015
Online Returns to be submitted by NBFCs- RevisedPDF document 100 kb
Non-Banking Financial Company-Micro Finance Institutions (NBFC-MFIs) – Directions DNBS.PD.No. 234/CGM (US)-2011 dated December 2, 2011 and DNBR.CC.PD.No. 027/03.10.01/2014-15 dated April 08, 2015 – Revision of the loan amount with tenure not less than 24PDF document 60 kb
Oct 01, 2015
Non Banking Financial Company-Micro Finance Institutions (NBFC-MFIs) – Directions – ModificationsPDF document 36 kb
Jul 30, 2015
Review of Guidelines on Restructuring of Advances by NBFCsPDF document 234 kb
Jul 23, 2015
Early Recognition of Financial Distress, Prompt Steps for Resolution and Fair Recovery for Lenders: Framework for Revitalising Distressed Assets in the Economy - Review of the Guidelines on Joint Lenders' Forum (JLF) and Corrective Action Plan (CAP)PDF document 187 kb
Jul 09, 2015
Returns to be submitted by NBFCs (Asset Size below Rs. 500 crore)PDF document 20 kb
Requirement for obtaining prior approval of RBI in cases of acquisition/ transfer of control of Non-Banking Financial Companies (NBFCs)PDF document 241 kb
Jun 25, 2015
Appointment of Non-Deposit Accepting NBFCs with asset size of Rs.100 crore and above as sub- agents under Money Transfer Service Schemes (MTSS)PDF document 16 kb
Apr 30, 2015
Distribution of Mutual Fund products by NBFCsPDF document 132 kb
Know Your Customer (KYC) guidelines - accounts of proprietary concernsPDF document 92 kb
Apr 23, 2015
Anti-Money Laundering (AML)/ Combating of Financing of Terrorism (CFT) StandardsPDF document 116 kb
Implementation of Section 51-A of UAPA, 1967- Updates of the UNSCR 1988(2011) Taliban sanctions listPDF document 128 kb
Implementation of Section 51-A of UAPA, 1967- Updates of the UNSCR 1267(1999)/1989(2011) Committee’s Al Qaida sanctions listPDF document 176 kb
Apr 10, 2015
NBFCs- Lending against Shares – ClarificationPDF document 343 kb
Guidelines on Corporate Governance - ReviewPDF document 509 kb
Apr 08, 2015
Non-Banking Financial Company-Micro Finance Institutions (NBFC-MFIs) – Directions – ModificationsPDF document 596 kb
Apr 06, 2015
Implementation of Section 51-A of UAPA, 1967- Updates of the UNSCR 1267(1999)/1989(2011) Committee’s Al Qaida sanctions listPDF document 240 kb
Mar 27, 2015
Implementation of Section 51-A of UAPA, 1967-UNSCR 1267(1999)/1989(2011) Committee’s Al Qaida Sanctions List and UNSCR 1988 (2011) Taliban Sanctions List- Modification in the Listing FormatPDF document 94 kb
Revised Regulatory Framework for NBFCsPDF document 1312 kb
Mar 17, 2015
Implementation of Section 51-A of UAPA, 1967- Updates of the UNSCR 1267(1999)/1989(2011) Committee’s Al Qaida Sanctions ListPDF document 230 kb
Mar 16, 2015
Designated Director- Amendment to section 13(2) of Prevention of Money laundering Act (PMLA) 2002PDF document 171 kb
Feb 20, 2015
Raising Money through Private Placement of Non-Convertible Debentures (NCDs) by NBFCsPDF document 62 kb
Feb 11, 2015
Implementation of Section 51-A of UAPA, 1967- Updates of the UNSCR 1267(1999)/1989(2011) Committee’s Al Qaida Sanctions ListPDF document 243 kb
Feb 06, 2015
Membership of Credit Information Companies (CICs)PDF document 59 kb
Jan 28, 2015
Submission of Data to Credit Information Companies - Format of Data to be submitted by Credit InstitutionsPDF document 46 kb
Jan 23, 2015
Implementation of Section 51-A of UAPA, 1967- Updates of the UNSCR 1267(1999)/1989(2011) Committee’s Al Qaida Sanctions ListPDF document 56 kb
Jan 19, 2015
Flexible Structuring of Long Term Project Loans to Infrastructure and Core IndustriesPDF document 118 kb
Jan 16, 2015
Review of Guidelines on Restructuring of Advances by NBFCsPDF document 688 kb
Jan 02, 2015
Obligation of NBFCs under Prevention of Money laundering Act, 2002 - Client Due Diligence measuresPDF document 64 kb
Dec 11, 2014
Implementation of Section 51-A of UAPA, 1967- Updates of the UNSCR 1988(2011) Taliban sanctions listPDF document 250 kb
Nov 03, 2014
Implementation of Section 51-A of UAPA, 1967- Updates of the UNSCR 1988(2011) Taliban sanctions listPDF document 34 kb
Oct 20, 2014
Implementation of Section 51-A of UAPA, 1967- Updates of the UNSCR 1267(1999)/1989(2011) Committee’s Al Qaida sanctions listPDF document 104 kb
Sep 29, 2014
Implementation of Section 51-A of UAPA, 1967- Updates of the UNSCR 1267(1999)/1989(2011) Committee’s Al Qaida sanctions listPDF document 102 kb
Sep 25, 2014
Rating of Fixed Deposits of NBFCs- Eligible Credit Rating Agencies- SME Rating Agency of India Ltd. (SMERA)PDF document 36 kb
Implementation of Section 51-A of UAPA, 1967- Updates of the UNSCR 1988(2011) Taliban sanctions listPDF document 48 kb
Sep 09, 2014
Upper age limit for Whole Time Directors on the Boards of BanksPDF document 51 kb
Aug 21, 2014
NBFCs- Lending against SharesPDF document 159 kb
Aug 20, 2014
Data Format for Furnishing of Credit Information to Credit Information Companies (CICs) and other Regulatory MeasuresPDF document 98 kb
Aug 12, 2014
Appointment of Non-Deposit Accepting NBFCs with asset size of `.100 crore and above as sub - agents under Money Transfer Service Schemes (MTSS)PDF document 94 kb
Interest Rate Futures - NBFCsPDF document 91 kb
Aug 08, 2014
Modification of Guidelines on Mortgage Guarantee Companies (MGCs)PDF document 426 kb
Aug 07, 2014
Certain amendments in Regulatory framework for SCs/RCs – ClarificationsPDF document 27 kb
Aug 01, 2014
Constitution of Special Investigating Team – sharing of informationPDF document 39 kb
Anti-Money Laundering (AML)/Combating of Financing of Terrorism (CFT) - StandardsPDF document 45 kb
Know Your Customer (KYC) norms/Anti-Money Laundering (AML) standards/Combating of Financing of Terrorism (CFT) - Unique Customer Identification Code for NBFC Customers in India (UCIC)PDF document 17 kb
Jul 25, 2014
Inter-Governmental Agreement (IGA) with United States of America (US) under Foreign Accounts Tax Compliance Act (FATCA)- RegistrationPDF document 98 kb
Jul 14, 2014
Know Your Customer (KYC) Norms / Anti-Money Laundering (AML) Standards /Combating of Financing of Terrorism (CFT) / Obligation of NBFCs under Prevention of Money Laundering Act (PMLA), 2002 Recognising E-Aadhaar as an 'Officially Valid Document' under PML RulesPDF document 43 kb
Levy of foreclosure charges/pre-payment penalty on Floating Rate LoansPDF document 33 kb
Jul 10, 2014
Know Your Customer (KYC) Norms / Anti-Money Laundering (AML) Standards /Combating of Financing of Terrorism (CFT) / Obligation of NBFCs under Prevention of Money Laundering Act (PMLA), 2002- Clarification on proof of AddressPDF document 52 kb
May 29, 2014
Know Your Customer (KYC) Norms / Anti-Money Laundering (AML) Standards /Combating of Financing of Terrorism (CFT) / Obligation of NBFCs under Prevention of Money Laundering Act (PMLA), 2002 - Amendment to Section 13(2)PDF document 37 kb
May 27, 2014
Rounding off transactions to the Nearest Rupee by NBFCsPDF document 72 kb
Apr 23, 2014
Uniform Accounting Standards at ARCsPDF document 57 kb
Mar 21, 2014
Early Recognition of Financial Distress, Prompt Steps for Resolution and Fair Recovery for Lenders: Framework for Revitalising Distressed Assets in the EconomyPDF document 133 kb
Mar 19, 2014
Anti-Money Laundering (AML)/Combating of Financing of Terrorism (CFT) - StandardsPDF document 34 kb
Restructuring Support Finance - participation by investorsPDF document 20 kb
Buyback of assets from SC/RCs by the Defaulters and acquisition of assets by SC/RCs from sponsor banksPDF document 30 kb
Feb 07, 2014
‘Non-Banking Financial Company-Micro Finance Institutions’ (NBFC-MFIs) – Directions – Modifications in “Pricing of Credit”PDF document 18 kb
Nov 29, 2013
Financing of Infrastructure - Definition of 'Infrastructure Lending'PDF document 89 kb
Nov 28, 2013
Participation of NBFCs in Insurance sectorPDF document 20 kb
Nov 12, 2013
Filing of records of equitable mortgages with the Central RegistryPDF document 37 kb
Oct 03, 2013
Implementation of Section 51-A of UAPA, 1967 - Updates of the UNSCR 1267 (1999) /1989 (2011) Committee's Al Qaida Sanctions List and Consolidated ListPDF document 60 kb
Implementation of Section 51-A of UAPA, 1967-Updates of the UNSCR 1988 (2011) Sanctions ListPDF document 139 kb
Sep 16, 2013
Lending Against Security of Single Product – Gold JewelleryPDF document 56 kb
Sep 03, 2013
Returns to be submitted by NBFCs- Introduction of ‘Branch info’ returnPDF document 175 kb
Aug 02, 2013
Financing of Infrastructure - Definition of 'Infrastructure Lending'PDF document 134 kb
Jul 26, 2013
Unsolicited Commercial Communication- National Do Not Call RegistryPDF document 33 kb
Jul 23, 2013
Anti-Money Laundering (AML)/Combating of Financing of Terrorism (CFT) - StandardsPDF document 139 kb
Jul 04, 2013
Know Your Customer Norms/Anti-Money Laundering Standards/Combating Financing of Terrorism - Unique Customer Identification Code for Banks Customers in IndiaPDF document 31 kb
Payment of interest on overdue public depositsPDF document 39 kb
Jul 02, 2013
Raising Money through Private Placement by NBFCs-Non-Convertible Debentures (NCDs) -ClarificationPDF document 49 kb
Jun 27, 2013
Raising Money through Private Placement by NBFCs-Debentures etc.PDF document 190 kb
Jun 13, 2013
NBFCs - RBI’s Fraud Monitoring Cell to function from Bengaluru from July 01, 2013PDF document 32 kb
Jun 11, 2013
NBFCs not to be Partners in Partnership Firms - ClarificationsPDF document 42 kb
May 31, 2013
‘Non Banking Financial Company-Micro Finance Institutions’ (NBFC-MFIs) – Directions – Modifications in Pricing of Credit - Margin capPDF document 18 kb
May 27, 2013
NBFCs finance for Purchase of GoldPDF document 85 kb
Apr 01, 2013
Core Investment Companies – Guidelines on Investment in InsurancePDF document 37 kb
Feb 18, 2013
Guidelines on Fair Practices Code for NBFCs – Grievance Redressal Mechanism - Nodal OfficerPDF document 58 kb
Dec 20, 2012
NBFCs - Standardisation and Enhancement of Security Features in Cheque Forms - Migrating to CTS 2010 StandardsPDF document 18 kb
Dec 13, 2012
Frauds-Classification and ReportingPDF document 34 kb
Progress report on fraudsPDF document 23 kb
Dec 10, 2012
Implementation of Section 51-A of UAPA, 1967 - Updates of the UNSCR 1267 (1999) /1989 (2011) Committee's Al Qaida Sanctions ListPDF document 65 kb
Dec 07, 2012
Checklist for NBFCs, Non Banking Financial Company-Micro Finance Institutions, Non Banking Financial Company-Factoring Institutions and Core Investment CompaniesPDF document 732 kb
Dec 06, 2012
Core Investment Companies - Overseas Investment (Reserve Bank) Directions, 2012PDF document 232 kb
Nov 22, 2012
NBFCs/RNBCs - Implementation of Section 51-A of UAPA, 1967-Updates of the UNSCR 1988 (2011) Sanctions ListPDF document 19 kb
Nov 08, 2012
Readiness of major service providers to migrate from IPv4 to IPv6PDF document 23 kb
Nov 06, 2012
Standardisation and Enhancement of Security Features in Cheque Forms - Migrating to CTS 2010 StandardsPDF document 52 kb
Oct 16, 2012
NBFCs/RNBCs - Uploading of Reports in 'Test Mode' on FINnet Gateway ReportingPDF document 19 kb
Sep 17, 2012
NBFCs/RNBCs - Anti-Money Laundering/Combating of Financing of Terrorism – StandardsPDF document 20 kb
Aug 03, 2012
Non Banking Financial Company-Micro Finance Institutions (NBFC-MFIs) – Directions – ModificationsPDF document 92 kb
Jul 26, 2012
KYC Norms/AML Standards/Combating Financing of Terrorism -Risk Categorisation and Updation of Customer ProfilesPDF document 22 kb
Jul 23, 2012
The Non-Banking Financial Company –Factors (Reserve Bank) Directions, 2012PDF document 75 kb
Jul 05, 2012
Implementation of Section 51-A of UAPA, 1967 - Updates of the UNSCR 1267 (1999) /1989 (2011) Committee's Al Qaida Sanctions ListPDF document 35 kb
Implementation of Section 51-A of UAPA, 1967 - Updates of the UNSCR Committee's Al Qaida Sanctions List – Primary (Urban) Co-operative BanksPDF document 183 kb
May 30, 2012
Uniformity in Risk weight for assets covering PPP and post COD projectsPDF document 21 kb
May 29, 2012
Know Your Customer (KYC) guidelines - accounts of proprietary concernsPDF document 53 kb
May 11, 2012
Core Investment Companies (Reserve Bank) Directions, 2011 – Clarification on CICs Issuing GuaranteesPDF document 50 kb
NBFCs - Rating of Fixed Deposits by Brickwork Ratings Pvt LtdPDF document 50 kb
Infrastructure Finance Companies - Eligible Credit Rating Agencies - Brickwork Ratings India Pvt. Ltd.PDF document 35 kb
Mar 26, 2012
Guidelines on Fair Practices Code for NBFCsPDF document 47 kb
Implementation of Section 51-A of UAPA, 1967-Updates of the UNSCR 1267 (1999) /2989 (2011) Committee's Al Qaida Sanctions ListPDF document 32 kb
Mar 21, 2012
NBFCs - KYC Norms/AML Standards/Combating Financing of Terrorism/Obligation of banks under PMLA, 2002- Assessment and Monitoring of RiskPDF document 20 kb
NBFCs - Lending Against Security of Single Product – Gold JewelleryPDF document 61 kb
Mar 15, 2012
Implementation of Section 51-A of UAPA, 1967- Splitting of UNSC 1267 Committee's list of individuals and entities linked to Al-Qaida and TalibanPDF document 35 kb
Non- Reckoning Fixed Deposits with Banks as Financial AssetsPDF document 80 kb
Mar 14, 2012
Implementation of UNSCR 1929 (2010) on Non-proliferation –Government of India Order of November 04, 2011PDF document 31 kb
Anti-Money Laundering (AML)/Combating of Financing of Terrorism (CFT) - StandardsPDF document 33 kb
Mar 02, 2012
Monitoring of fraudsPDF document 18 kb
Dec 30, 2011
Revised Capital Adequacy Framework for Off-Balance Sheet Items for NBFCs-ClarificationPDF document 63 kb
Issuance of Non-Convertible Debentures (NCDs)PDF document 16 kb
Dec 02, 2011
Introduction of New Category of NBFCs - ‘Non Banking Financial Company-Micro Finance Institutions’ (NBFC-MFIs) - DirectionsPDF document 84 kb
Nov 21, 2011
NBFCs - Infrastructure Debt FundsPDF document 76 kb
Oct 28, 2011
Implementation of Green Initiative of the GovernmentPDF document 16 kb
KYC Guidelines – AML Standards -Prevention of Money Laundering Act, 2002 - Obligations of NBFCs – Revised Reporting FormatPDF document 20 kb
List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999) and 1822(2008) on Taliban /AL-Qaida Organisation – NBFCs/RNBCsPDF document 19 kb
Sep 27, 2011
Attempt to defraud using fake bank guarantee-modus operandiPDF document 34 kb
Aug 02, 2011
List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999) and 1822(2008) on Taliban /AL-Qaida OrganisationPDF document 20 kb
Jul 22, 2011
NBFCs/RNBCs - List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999)and 1822(2008) on Taliban /AL-Qaida OrganisationPDF document 19 kb
May 27, 2011
Review of Guidelines on entry of NBFCs into Insurance BusinessPDF document 18 kb
May 25, 2011
Setting up of Central Electronic Registry under the Securitisation and Reconstruction of Financial Assets and Enforcement of Security Interest Act 2002PDF document 23 kb
May 20, 2011
NBFCs/RNBCs - List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999)and 1822(2008) on Taliban /AL-Qaida OrganisationPDF document 18 kb
May 04, 2011
NBFCs/RNBCs - Anti- Money Laundering/Combating Financing of Terrorism StandardsPDF document 18 kb
May 02, 2011
KYC Norms/Anti- Money Laundering Standards/Combating Financing of Terrorism – NBFCs/RNBCsPDF document 52 kb
List of terrorist individuals/organisations – NBFCs/RNBCsPDF document 52 kb
Apr 05, 2011
Operation of deposit account with NBFCs and money mulesPDF document 18 kb
Mar 08, 2011
Know Your Customer (KYC) norms /Anti-Money Laundering (AML) standards/Combating of Financing of Terrorism (CFT) Obligation of NBFCs under PMLA, 2002PDF document 11 kb
Feb 17, 2011
All Deposit Taking NBFCs - CRAR Fifteen percent w.e.f March 31, 2012PDF document 34 kb
Jan 28, 2011
NBFCs/RNBCs - Anti- Money Laundering/Combating Financing of Terrorism StandardsPDF document 20 kb
Jan 27, 2011
Services to Persons with Disability - Training Programme for EmployeesPDF document 32 kb
Jan 17, 2011
Provision of 0.25% for standard assets of NBFCsPDF document 18 kb
Jan 05, 2011
Regulatory Framework for Core Investment CompaniesPDF document 171 kb
Dec 01, 2010
Submission of Balance sheet and Profit and Loss AccountPDF document 15 kb
Nov 25, 2010
Submission of information to Credit Information CompaniesPDF document 42 kb
Oct 22, 2010
Long Term Infrastructure Finance Bonds issued by Infrastructure Finance Companies (IFCs) under Section 80CCF of the Income Tax Act, 1961- Exemption from the definition of “public deposit”PDF document 13 kb
Aug 12, 2010
Regulatory Framework for Core Investment Companies (CICs)PDF document 39 kb
Aug 11, 2010
Ready Forward Contracts in Corporate Debt SecuritiesPDF document 13 kb
Aug 09, 2010
NBFCs - KYC Norms/Anti-Money Laundering StandardsPDF document 13 kb
NBFCs - KYC Norms/Anti-Money Laundering StandardsPDF document 13 kb
NBFCs - KYC Norms/Anti-Money Laundering StandardsPDF document 14 kb
Participation in Currency FuturesPDF document 11 kb
Jul 09, 2010
NBFCs-ND-SI issuing guarantees - Applicability of exemption from Concentration normsPDF document 13 kb
May 26, 2010
NBFCs - Prevention of Money Laundering Amendment Rules, 2009 – Obligation of Banks/FIsPDF document 13 kb
Apr 30, 2010
Know Your Customer (KYC) Norms/ Anti- Money Laundering (AML) Standards/Combating of Financing of Terrorism (CFT)PDF document 15 kb
Apr 23, 2010
List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999) and 1822(2008) on Taliban /Al-Qaida OrganisationPDF document 13 kb
NBFCs - Prevention of Money-laundering Amendment Rules, 2009 – Obligation of Banks/FIsPDF document 14 kb
Apr 21, 2010
The Securitisation Companies and Reconstruction Companies (Reserve Bank) Guidelines and Directions, 2003 – AmendmentsPDF document 55 kb
The Securitisation Companies and Reconstruction Companies (Reserve Bank) Guidelines and Directions, 2003 – AmendmentsPDF document 55 kb
Feb 12, 2010
Infrastructure Finance CompaniesPDF document 21 kb
Risk weights and exposure norms in respect of bank exposure to NBFCs categorised as ‘Infrastructure Finance Companies’PDF document 38 kb
Feb 04, 2010
Compliance with FDI norms-Half yearly certificate from Statutory Auditors of NBFCsPDF document 10 kb
Dec 02, 2009
NBFCs - KYC Norms/AML Standards/Combating Financing of TerrorismPDF document 14 kb
Dec 01, 2009
Capital Adequacy - Risk weightage on Lending through Collateralized Borrowing and Lending Obligation (CBLO)PDF document 15 kb
Nov 13, 2009
NBFCs – KYC/AML StandardsPDF document 16 kb
NBFCs – PMLA, 2002 – Obligations of NBFCsPDF document 16 kb
Oct 22, 2009
Submission of certificate from Statutory Auditor to the BankPDF document 16 kb
Sep 18, 2009
Introduction of Interest Rate Futures- NBFCsPDF document 13 kb
Sep 17, 2009
RBI approval required for acquisition/transfer of control of NBFCs accepting depositsPDF document 16 kb
Aug 28, 2009
Acceptance of Deposits by Chit Fund CompaniesPDF document 16 kb
Jun 09, 2009
NBFCs - Treatment of Deferred Tax Assets/Deferred Tax Liabilities for Computaion of CapitalPDF document 16 kb
Jun 04, 2009
Applicability of NBFCs-ND-SI regulationsPDF document 15 kb
May 26, 2009
Increase in CRAR- Extension of timePDF document 14 kb
Apr 24, 2009
Resolution of acquired assets - Extension in time frame for redemption of security receipts (SRs) issuedPDF document 14 kb
Increase in CRAR- Extension of timePDF document 13 kb
Clarification regarding repossession of vehicles financed by NBFCsPDF document 13 kb
Apr 22, 2009
Acquisition of Financial Assets by Securitisation Companies/Reconstruction Companies (SC/RCs) - ClarificationsPDF document 8 kb
Apr 13, 2009
Need for Bank Branches / ATMs to be made accessible to persons with disabilitiesPDF document 43 kb
Mar 02, 2009
Monitoring Framework for non-deposit taking NBFCsPDF document 11 kb
Feb 18, 2009
Framework for addressing the liquidity constraints of NBFCsPDF document 12 kb
Feb 13, 2009
Reserve Bank of India (Non-Banking Financial Companies) Specifications 2009PDF document 12 kb
Feb 04, 2009
Ratings of NBFCsPDF document 10 kb
Jan 02, 2009
Regulation of excessive interest charged by NBFCsPDF document 11 kb
Dec 23, 2008
Raising of Short Term foreign currency Borrowings - NBFCs-ND-SIPDF document 11 kb
Sep 26, 2008
Quarterly Statement to be submitted by Securitisation Companies/Reconstruction Companies registered with the Reserve Bank of India under Section 3(4) of the SARFAESI ActPDF document 21 kb
Sep 23, 2008
Non-Banking Financial Companies Auditor’s Report (Reserve Bank) Directions, 2008PDF document 30 kb
Sep 15, 2008
Reclassification of NBFCsPDF document 14 kb
Aug 14, 2008
Frauds – Future approach towards monitoring of frauds in NBFCsPDF document 77 kb
Aug 05, 2008
PMLA,2002 - Obligation of NBFCsPDF document 84 kb
Jul 31, 2008
Accounting for taxes on income- Accounting Standard 22- Treatment of deferred tax assets (DTA) and deferred tax liabilities (DTL) for computation of capitalPDF document 10 kb
Jun 17, 2008
Section 45-IA, 45K and 45L of the RBI Act – Grant of CoR – Requirement of minimum NOF of Rs. 200 lakh for all deposit taking NBFCsPDF document 15 kb
Mar 05, 2008
Regulation of SCs/RCs-submission of returns and audited balance sheet by SCs/RCsPDF document 49 kb
Frauds – Future approach towards monitoring of frauds in NBFCsPDF document 139 kb
Feb 15, 2008
Regulatory Framework for Mortgage Guarantee CompanyPDF document 377 kb
Oct 10, 2007
Guidelines on Fair Practices Code for Non-Banking Financial CompaniesPDF document 9 kb
Sep 04, 2007
Future approach towards monitoring of frauds in NBFCsPDF document 123 kb
Jul 11, 2007
Guidelines on Corporate Governance for NBFCsPDF document 49 kb
May 28, 2007
Guidelines on declaration of Net Asset Value of Security Receipts issued by Securitisation Company/ Reconstruction CompanyPDF document 7 kb
May 24, 2007
Complaints about excessive interest charged by NBFCsPDF document 49 kb
May 08, 2007
Guidelines on Corporate GovernancePDF document 68 kb
Apr 24, 2007
Amendments to NBFC Regulations - Ceiling on rate of interestPDF document 58 kb
Feb 23, 2007
Misuse of Bank Finance for hoarding – Status and ActionPDF document 50 kb
Jan 04, 2007
Submission of returns by Mutual Benefit Financial Companies (MBFCs) and Mutual Benefit Companies (MBCs)PDF document 47 kb
Dec 12, 2006
Financial Regulation of Systemically Important NBFCs and Banks’ Relationship with them – for NBFCs’PDF document 96 kb
Dec 06, 2006
Re-classification of NBFCsPDF document 46 kb
Dec 04, 2006
Distribution of Mutual Fund products by NBFCsPDF document 51 kb
Issue of Co-branded Credit CardsPDF document 51 kb
Nov 30, 2006
Financial Regulation of Systemically Important NBFCs and Banks’ Relationship with themPDF document 103 kb
Nov 03, 2006
Mid-Term Review of Annual Policy Statement for the Year 2006-07- Financial Regulation of Systemically Important NBFCs and Banks' Relationship with themPDF document 149 kb
Oct 27, 2006
Prior Public Notice about change in control / managementPDF document 39 kb
Oct 19, 2006
Amendment to NBFC regulations - Certificate of Registration (CoR) issued under Section 45-IA of the RBI Act, 1934 – Continuation of business of NBFI - Submission of Statutory Auditors Certificate - ClarificationPDF document 51 kb
Sep 28, 2006
Guidelines on Fair Practices Code for Non-Banking Financial CompaniesPDF document 49 kb
Sep 20, 2006
The Securitisation Companies and Reconstruction Companies (Reserve Bank) Guidelines and Directions, 2003PDF document 46 kb
Amendments to Non-Banking Financial Companies Prudential Norms (Reserve Bank) Directions, 1998 - Treatment of security deposit for computation of risk weight adjusted value of assetsPDF document 63 kb
Aug 24, 2006
Census of Non deposit accepting NBFCs-Forms on RBI websitePDF document 41 kb
Jun 02, 2006
Monthly Returns - NBFCs not accepting/holding Public DepositsPDF document 39 kb
Apr 05, 2006
NBFCs not accepting/ holding public deposits and having assets size of Rs. 100 crore and above - format of monthly returns revisedPDF document 45 kb
PMLA, 2002 - Obligations of NBFCsPDF document 77 kb
Apr 04, 2006
Maintenance of directed investments by RNBCs- ClarificationPDF document 38 kb
Mar 31, 2006
Maintenance of directed investments by RNBCsPDF document 60 kb
Jan 24, 2006
Prior Public Notice about change in control/managementPDF document 41 kb
Dec 12, 2005
Rotation of partners of the statutory auditors audit firm - with public deposits/deposits of Rs 50 crore and abovePDF document 37 kb
Sep 06, 2005
NBFCs not Accepting/Holding Public Deposits to submit Monthly ReturnsPDF document 44 kb
Aug 24, 2005
Master Circular- Exemptions from the provisions of RBI Act, 1934PDF document 95 kb
Jul 01, 2005
Master Circular - Non-Banking Financial Companies Auditor’s Report (Reserve Bank) Directions, 1998PDF document 13 kb
Master Circular - Regulations relating to Maintenance of Liquid Assets by NBFCs/RNBCsPDF document 15 kb
Master Circular - NBFC's - Acceptance of Public DepositsPDF document 142 kb
Master Circular - Miscellaneous Non - Banking Companies [RBI Directions 1977]PDF document 122 kb
Master Circular - Residuary Non - Banking Companies [RBI Directions 1987]PDF document 115 kb
Master Circular - Non-Banking Financial Companies Prudential Norms (Reserve Bank) Directions, 1998PDF document 117 kb
Jun 09, 2005
NBFCs/RNBCs - Instructions relating to Government Securities Transactions relaxedPDF document 4 kb
Feb 21, 2005
NBFCs/MNBCs/RNBCs - KYC Guidelines/Anti-Money Laundering StandardsPDF document 38 kb
Feb 07, 2005
Cover for ‘public deposits’PDF document 27 kb
Nov 19, 2004
Banks permitted to Finance NBFCs against Second Hand AssetsPDF document 37 kb
Nov 13, 2004
Quarterly Return on important financial parameters of Non-Banking Financial Companies (NBFCs) not accepting/holding public deposits and having assets size of Rs.500 crore and abovePDF document 3959 kb
Oct 05, 2004
Premature Repayment of Public Deposits by NBFCs/RNBCs/MNBCsPDF document 14 kb
Jul 07, 2004
Issue of credit cardPDF document 6 kb
Jun 15, 2004
Amendment to Prudential Norms for NBFCs/RNBCsPDF document 13 kb
May 17, 2004
Collection of interest on SLR securitiesPDF document 6 kb
Apr 20, 2004
Non-Banking Financial Companies, Miscellaneous Non-Banking Companies and Residuary Non-Banking Companies - Interest rate on NRI depositsPDF document 27 kb
Feb 10, 2004
Entry of NBFCs into Insurance BusinessPDF document 7 kb
Oct 30, 2003
Non-Banking Financial Companies, Miscellaneous Non-Banking Companies and Residuary Non-Banking Companies -Interest rate on NRI DepositsPDF document 8 kb
Oct 28, 2003
Non-Banking Financial Companies (NBFCs) Miscellaneous Non-Banking Companies (MNBCs) and Residuary Non-Banking Companies (RNBCs) – Interest rate on NRE DepositsPDF document 7 kb
Sep 17, 2003
Non-Banking Financial Companies Miscellaneous Non-Banking Companies
– Interest rate on NRI Deposits
PDF document 9 kb
Aug 28, 2003
Exemption to Securitisation or Reconstruction Companies from RBI Act
(Notification No.DNBS.3/CGM (OPA)- 2003 dated August 28, 2003)
PDF document 5 kb
Aug 01, 2003
Amendments to NBFC Regulations –
Exposure to infrastructure facility
PDF document 27 kb
Jul 31, 2003
Amendment to RBI Regulations for NBFCs
Safe custody of liquid asset securities in an
exclusive demat account
PDF document 10 kb
Notification No.DNBS.170/CGM (OPA)-2003 Dated July 31, 2003PDF document 11 kb
Jul 28, 2003
Nomination rules under Section 45QB of RBI Act for NBFC depositsPDF document 7 kb
Apr 23, 2003
Securitisation and Reconstruction of Financial Assets and Enforcement of Security Interest Act, 2002 - Issue of final guidelines and directionsPDF document 8 kb
Notification No.DNBS.1/CGM(CSM)-2003 dated March 7, 2003PDF document 34 kb
Notification No.DNBS.2/CGM(CSM)-2003, dated April 23, 2003
The Securitisation Companies and Reconstruction
Companies (Reserve Bank) Guidelines and Directions, 2003
PDF document 31 kb
Guidance Notes for Securitisation Companies and Reconstruction CompaniesPDF document 10 kb
Guidelines on sale of financial assets to Securitisation Company (SC)/ Reconstruction Company (RC) (created under the Securitisation and Reconstruction of Financial Assets and Enforcement of Security Interest Act, 2002) and related issuesPDF document 6 kb
Guidelines to banks/ FIs on sale of Financial Assets to Securitisation Company (SC) / Reconstruction Company (RC) (created under the Securitisation and Reconstruction of Financial Assets and Enforcement of Security Interest Act, 2002) and related issues -PDF document 19 kb
Mar 31, 2003
Residuary Non-Banking Companies (RNBCs)-
Minimum rate of return on deposits -
Amendments to RNBC Directions
PDF document 10 kb
Notification No. DFC.55/DG (O)- 87 Dated The 15th May 1987PDF document 37 kb
Mar 29, 2003
Amendment to the RBI Regulations for NBFCs and RNBCsPDF document 11 kb
Mar 03, 2003
Amendments to NBFC Regulations - Ceiling on rate of interestPDF document 9 kb
Jan 08, 2003
NBFC - Acceptance of Public DepositsPDF document 5 kb
Dec 18, 2002
Draft of the directions proposed to be issued to
Securitisation Companies / Reconstruction Companies
in the matter of asset reconstruction and matters related thereto
PDF document 17 kb
Draft of the directions on prudential norms proposed to be issued by the Reserve Bank of India to Securitisation Companies / Reconstruction CompaniesPDF document 16 kb
Draft of the General Guidelines for Securitisation Companies / Reconstruction Companies proposed to be issued by the Reserve Bank of IndiaPDF document 10 kb
Draft of the Form of Application for Certificate of Registration to Commence / Carry on The Business of A Securitisation Company/ Reconstruction CompanyPDF document 32 kb
Nov 28, 2002
Exemption from Section 45-IA and 45-IC of the
Reserve Bank of India Act, 1934 ( 2 of 1934 ) -
Venture Capital Fund Companies
PDF document 8 kb
Oct 01, 2002
Non-Banking Financial Companies -
Amendments to Regulations
PDF document 33 kb
Notification No.DNBS.159/CGM(CSM)-2002 dated October 1, 2002PDF document 11 kb
Notification No. DNBS. 160/CGM(CSM)- 2002 dated October 1, 2002PDF document 9 kb
Notification No.DNBS.161/CGM(CSM)-2002 dated October 1, 2002PDF document 9 kb
Notification No.DNBS.162/CGM(CSM)-2002 dated October 1, 2002PDF document 6 kb
Notification No.DNBC.39/DG(H)-77 dated 20th June 1977PDF document 40 kb
Notification No. DFC.55/DG (O)- 87 Dated the 15th May 1987PDF document 41 kb
Notification No.DFC.118/DG(SPT)-98 dated January 31, 1998PDF document 59 kb
Notification No. DFC. 119 /DG(SPT)-98 dated January 31, 1998.PDF document 56 kb
Jun 06, 2002
Notification No. DNBS. 158/CGM(CSM)-2002 dated June 6, 2002PDF document 15 kb
Notification No. DFC. 119 /DG(SPT)-98 Dated January 31, 1998PDF document 55 kb
RBI Regulations for NBFCs –
Amendment to NBFC Directions on Prudential Norms
PDF document 27 kb
Apr 22, 2002
RBI Regulations for NBFCsPDF document 39 kb
Notification No. DFC. 119 /DG(SPT)-98 dated January 31, 1998PDF document 51 kb
Notification No. DNBS. 157/CGM(CSM)-2002 dated April 22, 2002.PDF document 10 kb
Jan 30, 2002
Notification No.DFC. 117 /DG(SPT)-98 dated the January 2, 1998.PDF document 16 kb
Notification No.DFC.118/DG(SPT)-98 dated January 31, 1998PDF document 86 kb
Notification No. DFC. 119 /DG(SPT)-98 Dated January 31, 1998.PDF document 61 kb
Notification No.DNBC.39/DG(H)-77 dated 20th June 1977 as amended upto June 30, 2000 (List of amending notifications appended)PDF document 52 kb
Notification No. DFC.55/DG (O)- 87 Dated The 15th May 1987 as Amended Upto January 1, 2002 (List of Amending Notifications Appended)PDF document 55 kb
Notification DFC.(COC)No.99/ED(JRP)-97 dated March 6, 1997PDF document 11 kb
Notification DFC(COC) No.108.ED(JRP)/97 dated April 30, 1997PDF document 8 kb
Provisions Relating To Non-Banking Institutions Receiving Deposits And Financial InstitutionsPDF document 75 kb
Minimum Net Owned Fund (NOF) for commencement of business of Non-Banking Financial Institution (NBFI)PDF document 6 kb
Notification DFC(COC) No.108.ED(JRP)/97 dated April 30, 1997PDF document 8 kb
Notification No. DFC.120/ED(G)-98 dated January 31, 1998PDF document 5 kb
Notification No.DFC.121/ED(G)-98 dated January 31, 1998PDF document 8 kb
Notification No. DNBS. 129/CGM(VSNM)-98 Dated December 18, 1998.PDF document 5 kb
Jan 12, 2002
Asset-Liability Management Guidelines for NBFCs: Applicability to Primary DealersPDF document 7 kb
Jan 01, 2002
RBI Regulations for NBFCsPDF document 31 kb
RBI rationalises NBFC RegulationsPDF document 13 kb
Oct 31, 2001
Amendments to NBFC Regulations - Ceiling on rate of interestPDF document 9 kb
Jul 01, 2001
Lending to Non-Banking Financial Companies (NBFCs)PDF document 20 kb
Jun 27, 2001
Asset Liability Management (ALM) System for NBFCs - GuidelinesPDF document 91 kb
Amendments to NBFC RegulationsPDF document 16 kb
Notification No. DNBS. 148 / CGM (RS) - 2001 Dated June 27, 2001PDF document 5 kb
Notification No. DNBS. 149 / CGM (RS) - 2001 Dated June 27, 2001PDF document 5 kb
Notification No. DNBS. 150 /CGM(RS)-2001 dated June 27, 2001PDF document 4 kb
Mar 31, 2001
Amendments to NBFC Regulations-Ceiling on rate of interestPDF document 7 kb
Nov 27, 2000
Notification No. DNBS.(PD).ROC. 24/10.01/2000-2001 dated October 24, 2000PDF document 8 kb
Jul 24, 2000
Notification No. DNBS.141/CGM(VSNM)-2000 dated June 30, 2000PDF document 3 kb
Notification No. DNBS. 142/CGM(VSNM)- 2000 dated June 30, 2000PDF document 8 kb
Notification No. DNBS.143/CGM(VSNM)-2000 dated June 30, 2000PDF document 5 kb
Notification No. DNBS.144/CGM(VSNM)-2000 dated June 30, 2000PDF document 2 kb
Notification No. DNBS.145/CGM(VSNM)-2000 dated June 30, 2000PDF document 3 kb
Jun 30, 2000
Amendments to NBFC RegulationsPDF document 27 kb
May 15, 2000
Draft Guidelines for Entry of NBFCs into InsurancePDF document 7 kb
Jan 13, 2000
Notification Nos. 134-140 on NBFCs (January 13, 2000)PDF document 27 kb
Amendments to NBFC RegulationsPDF document 27 kb

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