LIST OF RETURNS SUBMITTED TO RBI

S. No. Return Name Return Description Frequency Department Concerned Reporting Entity required to submit the return* Details of Related Circulars Reporting Format
1 PD's call money transactions with commercial banks (Return from PDs) Compilation of New Monetary Aggregates Fortnightly DEPR Primary Dealers Master Direction – Operational Guidelines for Primary Dealers RBI/IDMD/2016-17/29 Master Direction IDMD.PDRD.01/03.64.00/2016-17 July 1, 2016
2 Returns from SIDBI Details of Mobilisation of Resources/ Certificate of deposit/ term deposit/ inter corp. deposit etc Weekly DEPR SIDBI Master Circular - Guidelines for Issue of Certificates of Deposit RBI/2015-16/57 FMRD.DIRD. 03 /14.01.003/2015-16 July 1, 2015
3 Form TC Compilation of short term credit extended for imports and payments thereof Monthly DEPR ADs RBI/2004/154 A.P.(DIR Series) Circular No. 87 dated April 17, 2004
4 Yen holdings of Government of India International investment position Monthly DEPR AD Category - I Banks & Authorised Banks Master Direction - External Commercial Borrowings, Trade Credit, Borrowing and Lending in Foreign Currency by ADs and Persons other than ADs
5 ECCS Cheque Clearing Data Centre-wise ECCS clearing volume/value of presentation and return of cheques Monthly DPSS Banks managing the Clearing House DPSS.CO.OD.No.670/06.08.001/2019-20 dated September 24, 2019

6 WLA Customer complaints Details of Complaints received, resolved, pending and type of complaints Quarterly DPSS WLA Operators DPSS.CO.OD.No.670/06.08.001/2019-20 dated September 24, 2019
7 ATM deployment State and region wise number of ATMs deployed by banks and WLAOs Quarterly DPSS SCBs (including RRBs), UCBs, StCBs, DCCBs, Payment Banks, Small Finance Banks and White Label ATM Operators e-mail instruction
8 Cards Statistics Usage of Credit & debit cards at ATM & POS Monthly DPSS SCBs (including RRBs), UCBs, StCBs, DCCBs, Payment Banks and Small Finance Banks DPSS.CO.OD.No.670/06.08.001/2019-20 dated September 24, 2019

9 ATM failed customer complaints Details of complaints received/ resolved/ pending, compensation paid against banks Quarterly DPSS SCBs (including RRBs), UCBs, StCBs, DCCBs, Payment Banks and Small Finance Banks DPSS.CO. OSD No.2162/06.07.002/2010-2011 dated March 22, 2011

10 ATM transaction decline Transactions approved, Transactions declined due to Business / Technical reasons Quarterly DPSS SCBs (including RRBs), UCBs, StCBs, DCCBs, Payment Banks and Small Finance Banks DPSS.CO.PD.No. 1207 / 02.10.002 / 2012-2013 dated January 17, 2013

11 WLA Statistics WLA Statistics Monthly DPSS WLA Operator e-mail instruction
12 PPI Statistics Pre-paid Payment Instrument Statistics Monthly DPSS SCBs (including RRBs), UCBs, StCBs, DCCBs, Payment Banks and Small Finance Banks and non-bank entities authorised to issue pre-paid payment instruments in India Master Direction DPSS.CO.PD.No.1164/02.14.006/2017-18 dated October 11, 2017
13 PPI customer grievances Details of complaints received/ resolved/ pending against PPI issuers Quarterly DPSS SCBs (including RRBs), UCBs, StCBs, DCCBs, Payment Banks and Small Finance Banks and non-bank entities authorised to issue pre-paid payment instruments in India Master Direction DPSS.CO.PD.No.1164/02.14.006/2017-18 dated October 11, 2017

14 Mobile Banking Transactions Volume and Value of Payment Transactions done through Mobile Banking Application Monthly DPSS SCBs (including RRBs), UCBs, StCBs, DCCBs, Payment Banks and Small Finance Banks who have been permitted to provide Mobile Banking services in India DPSS.CO.OD.No. 3420/06.06.003/2016-17 dated June 08, 2017

15 MTSS 1 Data on State-wise & Region-wise Remittance Destinations Monthly DPSS MTSS Entities DPSS.CO.OD.No.670/06.08.001/2019-20 dated September 24, 2019

16 MTSS 2 Data on Country-wise Remitting Details Monthly DPSS MTSS Entities DPSS.CO.OD.No.670/06.08.001/2019-20 dated September 24, 2019

17 Basic Statistical Return - 1 (BSR1) Bank credit classified according to various characteristics Quarterly for non-RRBs / Annual for RRBs DSIM Quarterly-SCBs (excluding RRBs), Annual-SCBs (including RRBs) Handbook of Instructions Basic Statistical Returns 1 and 2
18 Basic Statistical Return - 2 (BSR2) Classification of deposits with SCBs and employment details of SCBs Yearly DSIM SCBs (including RRBs) Basic Statistical Return ‘(BSR)2-Revised’– Instructions
19 IBS return International assets and liabilities of banks in India Quarterly DSIM Banks which are engaged in international transactions https://www.bis.org/ statistics/about_banking_stats.htm
20 NRD-CSR Non-resident deposits comprehensive single return on NR/FCNR deposits and their transactions in a month Monthly DSIM All Banks Authorised to deal in Foreign Exchange Master Direction – Reporting under Foreign Exchange Management Act, 1999
21 ECB-2 return External Commercial Borrowings Monthly DSIM Borrowers through Banks Master Direction – Reporting under Foreign Exchange Management Act, 1999
22 FETERS (R-return) Foreign exchange transactions of banks in India Fortnightly DSIM AD Category - I Banks A.P. (DIR Series) Circular No. 50 dated February 11, 2016
23 BAL statement Foreign currency balances of Authorized Dealers and rupee balances of non-resident banks Fortnightly DSIM AD Category - I Banks RBI/2014-2015/12 Master Circular No. 5/2014-15 (Updated as on March 31, 2015)
24 FLA - Return Annual return on Foreign Liabilities and Assets (FLA) - under FEMA. Market value of FDI / ODI by equity / debt including FATS. Annual DSIM All India resident companies which have received FDI and/ or made overseas investment RBI/2010-11/427 A.P. (DIR Series) Circular No. 45 dated March 15, 2011
25 Basic Statistical Return 7 Survey on Aggregate Deposits and Bank Credit of Scheduled Commercial Banks (BSR-7) Quarterly DSIM SCBs (including RRBs) Survey on Aggregate Deposits and Bank Credit of Scheduled Commercial Banks (BSR-7)
26 CPIS - Survey Schedule Co-ordinated Portfolio Investment Survey - overseas portfolio investment (Equity and Debt) As on end September DSIM Banks having Portfolio Investment abroad, Non-Financial companies, Mutual Fund Companies and insurance Companies https://datahelp.imf.org/ knowledgebase/articles/505725-what-is-the-coordinated- portfolio-investment-surve
27 FLA Schedule IV - Survey Schedule Foreign Liabilities and Assets (FLA) of Mutual Fund companies - Market value by equity / debt Annual DSIM All India Resident Mutual Fund Companies which held/acquired foreign assets and/or liabilities Survey of Foreign Liabilities and Assets of Mutual Fund Companies
28 ITES - Survey Schedule Survey on Computer Software & Information Technology Enabled Services (ITES) Exports Annual DSIM All software / IT / BPO Companies in India Survey on Computer Software and Information Technology Enabled Services Exports
29 ITBS - Survey Schedule Survey on International Trade in Banking Services (ITBS) collects information on various banking services rendered by Indian Banks operating abroad and foreign banks operating in India Annual DSIM All Indian Banks operating abroad and Foreign Banks operating in India International Trade in Banking Services
30 FCS - Survey Schedule Survey on Foreign Collaboration in Indian Industry (FCS) information on foreign technical collaboration with Indian companies biennial DSIM All Indian Companies having technical collaboration with foreign entity Survey on Foreign Collaboration in Indian Industry
31 Banking service price index The statement comprises of data related to fees income and fee charges for banking services provided by the bank and selective data on deposits and loans Monthly DSIM SCBs (including RRBs) and Payment Banks Banking Service Price Index
32 FIIs Return Data relating to actual inflow /outflow of remittances on account of investments by Foreign Institutional Investors(FIIs) in the Indian Capital market Monthly FED AD Category - I Banks Master Circular on Foreign Investment in India RBI/2015-16/96 Master Circular No. 15/2015-16 July 01, 2015
33 FII Weekly inflow/ of outflow of foreign funds on account of investment by FIIs/FPIs in the Indian capital market Weekly FED AD Category - I Banks Email instructions to identified banks
34 Data on facilities to NRI / PIOS foreign nationals - liberalization Details of persons with Indian origin Monthly FED AD Category - I Banks A.P (DIR Series) Circular No. 106 dated February 18, 2014
35 Statement of inflow / outflow on account of remittance received / made in connecting with transfer of shares / convertible debentures, by way of sale Statement of inflow / outflow on account of remittance received / made in connection with transfer of shares / convertible debentures, by way of sale Monthly FED AD Category - I Banks A. P. (DIR Series) Circular No.63 dated April 22, 2009
36 Details of remittances made by NRO account Remittances made out of NRO accounts up to 1 million USD per calendar year - Facilities to NRIs/PIOs and foreign nationals - liberalisation Monthly FED AD Category - I Banks Part VI of Annex I of Master Direction – Reporting under Foreign Exchange Management Act, 1999
37 Form ODI (Part I to III) Form ODI (Part I and IV) Form ODI Part II- Annual, Others As and when FED AD Category - I Banks A.P. (DIR Series) circular no. 62 dated April 13, 2016
38 ESOP reporting Reporting of Employee Stock Options (ESOPs]/sweat equity shares/ shares issued on exercise of stock options to the non-resident employees under ESOP scheme. Within 30 days of the issue of ESOPs /sweat equity shares /shares issued on exercise of ESOPs FED Indian company Master Direction – Reporting under Foreign Exchange Management Act, 1999
39 Investment by mutual fund in overseas securities Investment by mutual fund in and securities. The details being captured in the online OID Application Monthly FED AD Category - I Banks Master Direction – Direct Investment by Residents in Joint Venture (JV) / Wholly Owned Subsidiary (WOS) Abroad RBI/FED/2015-16/10 FED Master Direction No. 15/2015-16 January 1, 2016
40 Reporting of portfolio investments by Indian companies Reporting of portfolio investments by Indian companies. The details being captured in the online OID Application. Monthly FED AD Category - I Banks Master Direction – Direct Investment by Residents in Joint Venture (JV) / Wholly Owned Subsidiary (WOS) Abroad RBI/FED/2015-16/10 FED Master Direction No. 15/2015-16 January 1, 2016
41 FLM-8 (Sale and purchase of foreign currency) FLM - 8 (sale and purchase of foreign currency) Monthly FED AD Category - I Banks & Authorised Banks Master Direction – Reporting under Foreign Exchange Management Act, 1999
42 List of equity and convertible debentures (LECFII) Statement of purchases / sales of shares / debentures made on behalf of FIIs under portfolio investment scheme Daily FED AD Category - I Banks As per regulation 5(2) and 5(2A) of Foreign Exchange Management (Transfer or issue of security by a person resident outside India ) Regulations , 2000 dated May 3 , 2000 and as amended from time to time
43 List of equity and convertible debentures (LECNRI) Statement of purchases / sales of shares / debentures made on behalf of NRIs / persons of Indian origin under portfolio investment scheme Daily FED AD Category - I Banks As per regulation 5(3) of Foreign Exchange Management (Transfer or issue of security by a person resident outside India ) Regulations , 2000 dated May 3 , 2000 and as amended from time to time
44 Liberalised Remittance Scheme Liberalised Remittance Scheme of USD 2,50,000 for resident individuals Monthly FED AD Category - I Banks Compilation of R-Returns: Reporting under FETERS
45 Remittances under RDA (E-statement) To know the amount received under RDA Quarterly FED AD Category - I Banks Master Direction – Reporting under Foreign Exchange Management Act, 1999 RBI/FED/2015-16/13 FED Master Direction No.18/2015-16 January 1, 2016
46 MTSS Money Transfer Service Scheme Return Quarterly FED All Authorised Persons, who are Indian Agents under Money Transfer Service Scheme Master Direction – Reporting under Foreign Exchange Management Act, 1999 RBI/FED/2015-16/13 FED Master Direction No.18/2015-16 January 1, 2016
47 Statement on guarantees /LOU/LOC Guarantees /letter of undertaking/letter of comfort issued Quarterly FED AD Category - I Banks A.P. (DIR Series) Circular No. 75 dated November 19, 2013
48 Import of gold by EOUs, units in SEZ/EPZ and nominated agencies Import of gold Monthly/ Half Yearly FED AD Category - I Banks Master Direction – Reporting under Foreign Exchange Management Act, 1999
49 EBW statement For shipping bills date prior to March 01,2014, statement is to be continued Half-yearly FED AD Category - I Banks A.P. (DIR Series) Circular No.101 dated February 4, 2014
50 Details of guarantee availed and invoked of from non-resident entities non-resident guarantee for fund based and non-fund based facilities (such as Letters of Credit/guarantees/Letter of Undertaking (LoU) /Letter of Comfort (LoC) ) entered into between two persons resident in India Quarterly FED AD Category - I Banks A.P.(DIR Series) Circular No.20 dated August 29, 2012
51 Investment by AIF/ VCF/ DVCF in overseas securities Reporting of VCF/ AIF/ DVCF made by the Indian companies. The details being captured in the online OID Application. Monthly FED AD Category - I Banks A.P. (DIR Series) circular no. 62 dated April 13, 2016
52 LO/BO/PO Consolidated list of all the Branch Office (BO)/ Liaison Office (LO) / Project Office (PO) opened and closed by them during a month Quarterly FED AD Category - I Banks Master Direction – Reporting under Foreign Exchange Management Act, 1999
53 KCC Progress made in respect of Number of KCC issued and loans outstanding in respect of crop loan and term loan Quarterly FIDD Public Sector Banks & Private Banks FIDD.CO.FSD.1716/05.05.010/2019-20 Revision in Reporting Format for KCC Scheme- Inclusion of Animal Husbandry and Fishery Activities
54 NRLM Contains State-wise return with targets, applications received, loans sanctioned: accounts and amount, loans disbursed: accounts and amount, applications returned, rejected and pending under NRLM scheme Quarterly FIDD Public Sector Banks & Private Banks FIDD.GSSD.CO.BC.No.09/09.01.01/2015-16 dated July 30, 2015
55 Collateral Loan Collateral free loans up to Rs. 25 lakh and of those covered under Credit Guarantee Scheme Quarterly FIDD Public Sector Banks RPCD.PLNFS.BC.No.5/06.02.80/2002­2003 dated August 24, 2002 Flow of Credit to SSI ­ Raising of Exemption Limit on Collateral Security and Composite Loans ­ Collection of Data
56 Composite Loans Composite Loans outstanding upto Rs 1 Crore under the scheme of SIDBI and Banks Quarterly FIDD Public Sector Banks RPCD.PLNFS.BC.No.5/06.02.80/2002­2003 dated August 24, 2002 Flow of Credit to SSI ­ Raising of Exemption Limit on Collateral Security and Composite Loans ­ Collection of Data
57 Credit to Women Details about Number of Accounts And Amount outstanding in respect of credit given to women under priority and non-priority sector Quarterly FIDD Public Sector Banks RPCD/PLNFS/BC/11/ 06.02.79/2001-2002 dated July 26, 2001 and

RPCD.PLNFS.BC.No. 40/06.02.79/2000-01 dated December 12, 2000
58 Priority Sector Advances–Quarterly PSA and sectoral credit - Bank-wise Quarterly FIDD SCBs FIDD.CO.Plan.BC.17/04.09.001/2016-17 dated October 06, 2016 and

FIDD.CO.Plan.BC.18/04.09.001/2017-18 dated March 1, 2018
59 Priority Sector Advances– Annual State-wise data relating to PSA and sectoral credit Annual FIDD SCBs FIDD.CO.Plan.BC.17/04.09.001/2016-17 dated October 06, 2016 and

FIDD.CO.Plan.BC.18/04.09.001/2017-18 dated March 1, 2018
60 Credit facilities to SC/ST Outstanding accounts and balance (SC and ST separately) under various parameters (approx 16) of priority sector advances Half yearly March/Sept FIDD Public Sector Banks & Private Banks FIDD.CO.GSSD.BC.03/09.09.01/2016-17 dated July 01, 2016
61 Credit to Minority Community Priority sector advances sanctioned to members of specified minority communities vis-à-vis overall priority sector advances Half yearly March/Sept FIDD Public Sector Banks & Private Banks FIDD.GSSD.BC.01/09.10.01/2016-17 dated July 01, 2016
62 DRI Advances Disbursements, demand, recovery, overdues and outstandings under various parameters Annual FIDD Public Sector Banks & Private Banks RPCD.SP. BC. No. 19 / 09.07.01/2008-09 dated August 05, 2008
63 Special Return II (Recovery of Direct Agriculture Loan) State-wise return (July to June) on demand, recovery, overdues and outstandings of direct finance to agriculture (short term loans and term loans separately) Annual FIDD Public Sector Banks & Private Banks RPCD. Stat.BC.No.18/11.01.04/2007-08 dated August 09, 2007
64 National Urban Livelihood Mission(NULM) Target Contains State-wise return with targets, applications received, loans sanctioned: accounts and amount, loans disbursed: accounts and amount, applications returned, rejected and pending under NULM scheme Annual FIDD Public Sector Banks & Private Banks FIDD.GSSD.CO.BC.10/09.16.03/2015-16 dated July 30, 2015
65 National Urban Livelihood Mission(NULM) Progress Contains State-wise return with targets, applications received, loans sanctioned: accounts and amount, loans disbursed: accounts and amount, applications returned, rejected and pending under NULM scheme Quarterly FIDD Public Sector Banks & Private Banks FIDD.GSSD.CO.BC.10/09.16.03/2015-16 dated July 30, 2015
66 FIP Progress Progress made in r/o of FI during the quarter for meeting the target Monthly FIDD SCBs (including RRBs) DO.FIDD.CO.FID.4811/12.01.011/2015-2016 dated March 17, 2016

National Strategy for Financial Inclusion(NSFI): 2019-24 and Monitoring Progress of Financial Inclusion(MPFI)
67 Framework for Revival and Rehabilitation of Micro, Small and Medium Enterprises (MSMEs) To know the stress in the accounts of MSMEs and to facilitate the promotion and development of MSMEs Half yearly (March-Sept) FIDD SCBs FIDD.MSME&NFS.BC.No.21/06.02.31/2015-16 dated March 17, 2016
68 Sector-wise and industry-wise deployment of bank credit (SIBC) Analyzing trends in sector- wise and industry-wise bank credit Monthly MPD SCBs (excluding RRBs) CPC.No.1651/04.51.01/96-97 dated January 03, 1997
69 Special Fortnightly Return-II Monitoring of daily CRR balances Fortnightly MPD SCBs (excluding RRBs) Master Circular RBI/2014-15/91 DBOD No.Ret.BC.11/12.01.001/2014-15 dated July 01, 2014
70 Supplementary return on daily SLR Supplementary return on daily SLR Fortnightly MPD SCBs (excluding RRBs) Master Circular RBI/2014-15/91 DBOD No.Ret.BC.11/12.01.001/2014-15 dated July 01, 2014
71 Special Monthly Return (SMR)-VI-AB on interest rates of commercial banks Deposit rates (including NRI deposits), rupee lending rates (outstanding as also on fresh loans sanctioned ) and foreign currency export credit of SCBs(excluding RRB) Monthly MPD SCBs (excluding RRBs) Master Direction - Reserve Bank of India (Interest Rate on Deposits) Directions, 2016 Number & Date : RBI/DBR/2015-16/19 Master Direction DBR.Dir.No.84/ 13.03.00/2015-16 dated March 03, 2016
72 G-Sec ownership pattern Constituent-wise ownership pattern of Government securities held in Gilt accounts Quarterly IDMD Banks/PDs/CCIL CSGL Account: Eligibility Criteria and Operational Guidelines, Notification No.183 dated September 05, 2011
73 PDR I Statement on sources and Application of Funds Fortnightly IDMD 7 Standalone Primary Dealers Master Direction – Operational Guidelines for Primary Dealers RBI/IDMD/2016-17/29 Master Direction IDMD.PDRD.01/03.64.00/2016-17 July 1, 2016
74 PDR II Statement on Securities Market Turnover Monthly IDMD 7 Standalone Primary Dealers and 14 Bank Primary Dealers Master Direction – Operational Guidelines for Primary Dealers RBI/IDMD/2016-17/29 Master Direction IDMD.PDRD.01/03.64.00/2016-17 July 1, 2016
75 PDR III Statement on Capital Adequacy Quarterly IDMD 7 Standalone Primary Dealers Master Direction – Operational Guidelines for Primary Dealers RBI/IDMD/2016-17/29 Master Direction IDMD.PDRD.01/03.64.00/2016-17 July 1, 2016
76 PDR IV Statement on Select Financial and Balance Sheet Indicators Quarterly IDMD 7 Standalone Primary Dealers Master Direction – Operational Guidelines for Primary Dealers RBI/IDMD/2016-17/29 Master Direction IDMD.PDRD.01/03.64.00/2016-17 July 1, 2016
77 Stress Test Stress Test Monthly IDMD 7 Standalone Primary Dealers Master Direction – Operational Guidelines for Primary Dealers RBI/IDMD/2016-17/29 Master Direction IDMD.PDRD.01/03.64.00/2016-17 July 1, 2016
78 IRS Test Interest Rate Sensitivity Test Monthly IDMD 7 Standalone Primary Dealers Master Direction – Operational Guidelines for Primary Dealers RBI/IDMD/2016-17/29 Master Direction IDMD.PDRD.01/03.64.00/2016-17 July 1, 2016
79 Form VIII (SLR of RRBs) Form VIII (SLR of RRBs) Monthly DoR RRBs As per section 24 of BR Act, 1949
80 Form VI (Statement showing branch open /closed) Form VI (Statement showing branch open /closed) Quarterly DoR RRBs As per section 23 of BR Act, 1949
81 Form IX (unclaimed deposits) Form IX (unclaimed deposits) December 31 DoR RRBs As per section 26 of BR Act, 1949
82 Form A (CRR of RRBs) Form A (CRR of RRBs) Fortnightly DoR RRBs As per section 42 of BR Act, 1949
83 Form A Spl. Form A Spl. 31 March yearly DoR RRBs As per section 42(2) of BR Act, 1949
84 Form X -Asset & Liability of RRBs Form X -Asset & Liability of RRBs 31 March yearly DoR RRBs As per section 27 of BR Act, 1949
85 Report on issue of Subordinated Debt, raising of Upper Tier II Capital, Perpetual Debts and Equity Capital (Qualified Institutional Placements-QIP, Preferential issue to Promoters, GDR issue) together with copy of document Report on issue of Subordinated Debt, raising of Upper Tier II Capital, Perpetual Debts and Equity Capital (Qualified Institutional Placements-QIP, Preferential issue to Promoters, GDR issue) together with copy of document Within 1 week from date of issue DoR All Commercial Banks
(Excluding Local Area Banks and RRBs)
Reporting Requirements under Basel III Capital Regulations- Review dated June 23, 2016

Master Direction Issue and Pricing of shares by Private Sector Bank dated April 21, 2016
DBR.No.BP.BC.01/21.06.201/2015-16 dated July 01, 2015
86 Payment of dividend Details of dividend declared during the financial year and other details as per the circular Within a fortnight after declaration of dividend DoR SCBs (excluding RRBs) RBI/2004-05/451 DBOD.NO.BP.BC. 88 / 21.02.067 / 2004-05 May 04, 2005 Declaration of dividends by banks
87 Form - VIII ( Sec. 24 of the BR Act, 1949) Statement of demand and time liabilities and unencumbered approved securities for ascertaining maintenance of SLR and levy of penalty for default. Monthly DoR SCBs (excluding RRBs) Master Circular on CRR and SLR DBR.No.Ret.BC.24/12.01.001/2015-16 dated July 01, 2015
88 Form IX ( Sec. 26 of the BR Act, 1949) Statutory Return of Unclaimed Deposit Accounts in India which have not been operated upon for 10 years or more as on 31st December Annual DoR SCBs (excluding RRBs) As per section 26 of BR Act, 1949
89 Form-A (Sec.42, RBI Act, 1945) Used for ascertaining the maintenance of CRR and for calculating of penalty in case of shortfall Fortnightly DoR SCBs (excluding RRBs) Master Circular on CRR and SLR DBR.No.Ret.BC.24/12.01.001/2015-16 dated July 01, 2015
90 Balance Sheet of SCBs (Sec. 31 of the BR Act, 1949) Submission of duly audited Balance Sheet and Profit and Loss Account Yearly DoR SCBs (excluding RRBs) As per section 31 of BR Act, 1949
91 Form-X – statement of assets and liabilities Monthly assets and liabilities of domestic operations estimation of household financial savings Monthly DoR SCBs (excluding RRBs) As per section 27 of BR Act, 1949
Section 27 of the Banking Regulation Act, 1949 - Return in form X
92 Certificate regarding continuance of the “fit and proper” status of all major shareholder Certificate regarding continuance of the “fit and proper” status of all major shareholders. In case any major shareholder is assessed to be not “fit and proper”, the concerned bank shall report the same immediately in Form D specified in the Schedule to extant Master Directions 30 September yearly DoR All Private Sector Banks including Local Area Banks Master Direction on Prior Approval for acquisition of shares or voting rights in Private Sector Banks dated November 19, 2015
93 Monthly Return on Aggregate Resources Raised Monthly statement to be furnished to confirm compliance with Resource Raising Norms by All India Financial Institutions (EXIM Bank, NABARD, NHB and SIDBI) Monthly DoR All India Financial Institutions Master Circular on Resource Raising Norms for Financial Institutions DBR.No.FID.FIC.1/01.02.00/2015-16 dated July 01, 2015
94 Statements showing the progress made in the implementation of scheme regarding reservation of posts for SC / ST Statements showing the progress made in the implementation of scheme regarding reservation of posts for SC / ST as on last day of June and December. Within 2 Months DoR Local Area Banks DBOD.No.B.P.B.C.86/C.469(47) 79 dated June 18, 1979 Reservation of Posts for SCs / STs in the Private Sector Banks
95 Copy of Annual Report with audited Statements of accounts Copy of Annual Report with audited Statements of accounts as on 31st March 30 June yearly DoR Local Area Banks Submission of periodical returns and statements dated August 31, 2005  
96 Statement of chest slips Slips received from currency chests indicate deposits and withdrawals of cash from currency chests on day-to-day basis. This helps to arrive at the daily closing balance of currency chests. Daily DCM All Banks having Currency Chests DCM (CC) G – 5 / 03.35.01 / 2018-19 dated July 3, 2018
97 Statement of link offices These are received by Issue Department from link offices of banks concerned and show currency transfer position of banks. The current account of the banks concerned are deleted and credited based on these statements. (Submitted online through ICCOMS daily) Daily DCM All Banks having Currency Chests DCM (CC) G – 5 / 03.35.01 / 2018-19 dated July 3, 2018
98 RBI note refund rules - statement of defective notes adjudicated at all bank branches Statement of defective notes adjudicated at currency chests branches Quarterly DCM Commercial Banks, Cooperative Banks, RRBs, Private Banks, Foreign Banks DCM (NE) No.G-2/08.07.18/2018-19 dated July 02, 2018
99 Format for furnishing addresses etc., particulars of Forged Note Vigilance Cell (FNVC) to RBI The return conveys the following particulars -
Address of FNVC
Name and designation of officer-in-charge
Telephone number
Fax number
E-mail address
Annual (as on 1st July) DCM All Banks DCM (FNVD) G-1/16.01.05/2018-19 dated July 2, 2018
100 Statement showing details of counterfeit bank notes detected by the branch during the month The return comprises of two parts -
(i) Denomination-wise and State/Union Territory-wise details of forged notes detected by the branch
(ii) Details of cases of FIR filed with police
Monthly DCM All Banks DCM (FNVD) G-1/16.01.05/2018-19 dated July 2, 2018
101 FNVC to submit status report covering certain important aspects of the functions required to be undertaken by it. The status report should cover dissemination and implementation of RBI instructions on counterfeit notes, compilation of data on counterfeit notes and its submission to RBI and FIU-IND , sharing information thus compiled with bank's CVO,conducting surprise checks at currency chests where shortage/counterfeit notes detected,ensuring operation of NSMs at all currency chests/back offices, ensuring only machine checked notes fed into ATMs, put in place adequate safeguards during processing and in transit of notes etc. Quarterly DCM All Banks DCM(FNVD)G-4/16.01.05/2017-18 dated July 20, 2017
102 Counterfeit Currency Report Principal Officers of all banks and RBI are required to furnish information to FIU-IND on cash transactions where forged or counterfeit currency notes have been used as genuine ,under Rules 3 and 7 of Prevention of Money Laundering (Maintenance of Records) Rules 2005. Monthly DCM All Banks DCM(FNVD)G-4/16.01.05/2017-18 dated July 20, 2017
103 Form I (SLR of StCB/DCCBs) Form I (SLR of StCB/DCCBs) Monthly DoR StCBs, DCCBs RPCD.No.RF.492A/A.6.85 dated March 29, 1985
104 Statement of shareholding (Restrictions on holding shares) Statement of shareholding (Restrictions on holding shares) 31 March yearly DoR StCBs, DCCBs ACD.B.R.388/A.11(19)65-6 dated March 01, 1966
105 Form II (Unsecured loans and advances) Form II (Unsecured loans and advances) Monthly DoR StCBs, DCCBs ACD.BR.392/B.1-65/66 dated March 01, 1966
106 Form VIII (unclaimed deposits) Form VIII (unclaimed deposits) Dec. 31 DoR StCBs, DCCBs ACD.BR.392/B.1-65/66 dated March 01, 1966
107 Non-banking Asset Non-banking Asset 31 March yearly DoR StCBs, DCCBs RPCD.RF/ROC.No. 15/07.07.11/2000-01, dated December 15, 2000
108 Press Communique Form B Press Communique Form B Fortnightly DoR StCBs, DCCBs RPCD.No.RF.775/A-6185 dated May 23, 1985,

RPCD.No.RF.367/A.6.85 dated March 11, 1985

RPCD.STAT.No.BC.34/11.02.01/98-99 dated November 10, 1998
109 Sectorial Deposits (Deposits held with StCB/DCCBs) Sectorial Deposits (Deposits held with StCB/DCCBs) Half yearly June/Dec. DoR StCBs, DCCBs RPCD.CO.RF.ROC.12/07.38.03/2004-05, dated April 23, 2005
110 Table 34 (Distribution of offices population/group wise) Table 34 (Distribution of offices population/group wise) 31 March yearly DoR StCBs, DCCBs RPCD.CO.RF.No.BC.9/07.06.00/2005-06, dated July 06, 2005
111 Form B (CRR of StCBs) Form B (CRR of StCBs) Fortnightly DoR StCBs, DCCBs RPCD.No.RF.775/A-6185 dated May 23, 1985,

RPCD.No.RF.367/A.6.85 dated March 11, 1985

RPCD.STAT.No.BC.34/11.02.01/98-99 dated November 10, 1998
112 Form B Spl. Form B Spl. 31 March yearly DoR StCBs, DCCBs RPCD.No.RF.775/A-6185 dated May 23, 1985,

RPCD.No.RF.367/A.6.85 dated March 11, 1985

RPCD.STAT.No.BC.34/11.02.01/98-99 dated November 10, 1998
113 Form IX (Assets liability of co-operative banks) Form IX (Assets liability of co-operative banks) Monthly DoR StCBs, DCCBs ACD.BR.392/B.1-65/66 dated March 01, 1966

ACD.BR.750/B.1/67-68 dated November 24, 1967
114 PSU Investment statement PSU Investment statement Quarterly DoR StCBs, DCCBs RPCD.No.RF.ROC.9/07.02.03/98-99, dated June 23, 1999
115 Form IX Spl. Form IX Spl. 31 March yearly DoR StCBs, DCCBs ACD.BR.392/B.1-65/66 dated March 01, 1966

ACD.BR.750/B.1/67-68 dated November 24, 1967
116 Notes on A/c Notes on A/c 31 March yearly DoR StCBs, DCCBs RPCD.CO.RF.BC.No.44/07.38.03/2005-06 dated October 10, 2005

RPCD.CO.RF.BC.No. 21/07.38.03/2008-09 dated August 18, 2008
117 Form - B Statement of External Liabilities and Core Assets Fortnightly / Monthly DoS Scheduled UCBs RBI/2014-15/31 UBD.BPD.(PCB).MC.No. 15/12.03.000/2014-15 dated July 1, 2014
118 Form - I Statement of Compliance with CRR and SLR Monthly DoS All UCBs RBI/2014-15/31 UBD.BPD. (PCB).MC.No. 15/12.03.000/2014-15 dated July 1, 2014
119 OSS1 Statement on Assets and Liabilities Quarterly DoS All UCBs RBI/2004/59 UBD.No.OSS. SUB. Cir.3/ 18.00.00/2003-2004 dated February 14, 2004

120 OSS2 Statement on Earnings Quarterly DoS All UCBs RBI/2004/59 UBD.No.OSS.SUB. Cir.3/18. 00.00/2003-2004 dated February 14, 2004

121 OSS3 Statement on Asset Quality Quarterly DoS All UCBs RBI/2004/59 UBD.No.OSS. SUB. Cir.3/18. 00.00/2003-2004 dated February 14, 2004

122 OSS4 Statement on Non-Performing Assets Quarterly DoS All UCBs RBI/2004/221 OSS.PCB.Cir. 47/18. 00.00/2003-2004 dated May 26, 2004

123 OSS5 Statement on Segment/ Sector-wise Advances Quarterly DoS All UCBs RBI/2004/221 OSS.PCB.Cir. 47/18.00.00/ 2003-2004 dated May 26, 2004

124 OSS6 Statement on Connected Lending Quarterly DoS All UCBs RBI/2004/221 OSS.PCB.Cir. 47/18.00.00 /2003-2004 dated May 26, 2004

125 OSS7 Statement on CRAR Quarterly DoS All UCBs RBI/2004/221 OSS.PCB.Cir. 47/18.00. 00/2003-2004 dated May 26, 2004

126 OSS8 Statement on Bank Profile Yearly DoS All UCBs RBI/2004/221 OSS.PCB.Cir. 47/18. 00.00/2003-2004 dated May 26, 2004

127 Form - IX Asset & Liabilities as at the close of business on last Friday of the Month Monthly / Yearly DoS All UCBs As per BR Act, 1949
128 PSA Return Loans and Advances to Priority Sector / Weaker Section & Credit Flow to Minority Communities Yearly DoS All UCBs Revised guidelines on lending to Priority Sector for Primary (Urban) Co-operative Banks (UCBs) RBI/2017-18/175 DCBR.BPD (PCB).Cir.No.07/09.09.002/2017-18 dated May 10, 2018
129 ALM Return ALM3: Statement of Structural Liquidity (SL) Fortnightly DoS Scheduled UCBs Guidelines on Asset- Liability Management (ALM) System in Tier II UCBs (other than scheduled UCBs) - RBI/2008-09/175 UBD. PCB. Cir. No 13 /12.05.001/2008-09 September 17, 2008
130 ALM Return ALM3: Statement of Structural Liquidity (SL) Quarterly DoS Non-Scheduled UCBs Guidelines on Asset- Liability Management (ALM) System in Tier II UCBs (other than scheduled UCBs) - RBI/2008-09/175 UBD. PCB. Cir. No 13 /12.05.001/2008-09 September 17, 2008
131 ALM Return ALM1: Statement of Interest Rate Sensitivity (IRS) Monthly DoS Scheduled UCBs Guidelines on Asset- Liability Management (ALM) System in Tier II UCBs (other than scheduled UCBs) - RBI/2008-09/175 UBD. PCB. Cir. No 13 /12.05.001/2008-09 September 17, 2008
132 ALM Return ALM1: Statement of Interest Rate Sensitivity (IRS) Quarterly DoS Non-Scheduled Tier-II UCBs Guidelines on Asset- Liability Management (ALM) System in Tier II UCBs (other than scheduled UCBs) - RBI/2008-09/175 UBD. PCB. Cir. No 13 /12.05.001/2008-09 September 17, 2008
133 ALM Return ALM2: Statement of Short Term Dynamic Liquidity (STDL) Fortnightly DoS Scheduled UCBs Guidelines on Asset- Liability Management (ALM) System in Tier II UCBs (other than scheduled UCBs) - RBI/2008-09/175 UBD. PCB. Cir. No 13 /12.05.001/2008-09 September 17, 2008
134 Form - VIII Statement of Unclaimed Deposit Accounts not operated more than 10 years Yearly DoS All UCBs As per BR Act, 1949
135 MIS MIS1: Statement on Doubtful, Loss or Suit filed account of Rs. 1 crore & above Quarterly DoS Scheduled UCBs Master Circular on Management of Advances- UCBs RBI/2009-10/84 UBD.BPD (PCB) MC. No. 5 / 13.05.000 / 2009-10 July 1, 2009
136 MIS MIS2: Statement on Willful defaults of Rs. 25 lakh & above Quarterly DoS Scheduled UCBs Master Circular on Management of Advances- UCBs RBI/2009-10/84 UBD.BPD (PCB) MC. No. 5 / 13.05.000 / 2009-10 July 1, 2009
137 Advances/Investments Dir - I: Statement showing details of Advances against Security of Shares/ Debentures Quarterly DoS All UCBs Master Circular on Exposure Norms and Statutory/Other Restrictions - UCBs, UBD.PCB.MC.No. 1/13.05.000/2010-11 dated July 01, 2010
138 Advances/Investments Dir - IV: Statement on Information in respect of Loans & Advances to Bank’s Directors Quarterly DoS All UCBs Master Circular on Exposure Norms and Statutory/Other Restrictions - UCBs, UBD.PCB.MC.No. 1/13.05.000/2010-11 dated July 01, 2010
139 Advances/Investments Planning - 3: UCB's Investment in other UCBs / Institutions Quarterly DoS All UCBs Master Circular on Exposure Norms and Statutory/Other Restrictions - UCBs, UBD.PCB.MC.No. 1/13.05.000/2010-11 dated July 01, 2010
140 Form - II Statement of Unsecured Loans and Advances to Directors/ Firms in which they have Interest Monthly DoS All UCBs As per BR Act, 1949
141 Form - VI Statement on Offices in India Quarterly DoS All UCBs Master Circular, UBD.LS (PCB) MC. No.14/07.01.00/ 2013-14, July 01, 2013
142 DCM Daily Call and Notice Money Operations during the fortnight Fortnightly DoS All UCBs Master Circular on Call/Notice Money Market Operations, IDMD.PCD. 03/14.01.01/2013-14, dated July 01, 2013
143 NBS1 Quarterly Returns By deposit accepting NBFCs Quarterly DoS NBFC Deposit taking Master Direction- Non-Banking Financial Company Returns (Reserve Bank) Directions, 2016 dated September 29, 2016
144 NBS2 Quarterly Statement of Capital Funds, Risk Assets etc as required under the Non-Banking Financial Companies Prudential Norms (Reserve Bank) Directions 1998 By NBFCs and RNBCs Quarterly DoS NBFC_Deposit taking Master Direction- Non-Banking Financial Company Returns (Reserve Bank) Directions, 2016 dated September 29, 2016
145 NBS3 Quarterly Return on Statutory Liquid Assets as per Section 45 IB of the Act By Deposit Taking NBFCs Quarterly DoS NBFC_Deposit taking Master Direction- Non-Banking Financial Company Returns (Reserve Bank) Directions, 2016 dated September 29, 2016
146 NBS4 Annual Return on Repayment of Deposits by the Rejected Companies holding Public Deposits Yearly DoS Rejected deposit taking NBFCs Master Direction- Non-Banking Financial Company Returns (Reserve Bank) Directions, 2016 dated September 29, 2016
147 NBS7 Quarterly Return of Capital Funds, Risk-Asset Ratio from NBFCs-ND-SI (Supervisory Return) Quarterly DoS NBFCs having asset size more than ₹ 500 cr. Master Direction- Non-Banking Financial Company Returns (Reserve Bank) Directions, 2016 dated September 29, 2016
148 ALM Asset-Liability Management (ALM) Return Half yearly DoS NBFC_Deposit taking Master Direction- Non-Banking Financial Company Returns (Reserve Bank) Directions, 2016 dated September 29, 2016
149 NDSI_500cr and above Quarterly return submitted by NBFCs having asset size of Rs.500 crore and above Quarterly DoS NBFCs having asset size more than ₹ 500 cr Master Direction- Non-Banking Financial Company Returns (Reserve Bank) Directions, 2016 dated September 29, 2016
150 SC/RC Quarterly Return on Assets acquired, securitized and reconstructed Quarterly DoS NBFC_ ARC companies Master Direction- Non-Banking Financial Company Returns (Reserve Bank) Directions, 2016 dated September 29, 2016
151 NBS-ALM 1 Statement of Short Term Dynamic Liquidity (ALM 1) Quarterly DoS NBFCs having asset size more than ₹ 500 cr Master Direction- Non-Banking Financial Company Returns (Reserve Bank) Directions, 2016 dated September 29, 2016
152 NBS-ALM 2 Statement of Structural Liquidity (ALM 2) Interest Rate Sensitivity (ALM3) Half yearly DoS NBFCs having asset size more than ₹ 500 cr Master Direction- Non-Banking Financial Company Returns (Reserve Bank) Directions, 2016 dated September 29, 2016
153 NBS-ALM3 Statement of Interest Rate Sensitivity Half yearly DoS NBFCs having asset size more than ₹ 500 cr Master Direction- Non-Banking Financial Company Returns (Reserve Bank) Directions, 2016 dated September 29, 2016
154 ALM-Yrly Statement on Assets Liability Mismatch Annual DoS NBFCs having asset size more than ₹ 500 cr Master Direction- Non-Banking Financial Company Returns (Reserve Bank) Directions, 2016 dated September 29, 2016
155 Statutory Auditors Certificate (SAC) Every NBFC shall submit a Certificate from its Statutory Auditor that it is engaged in the business of non-banking financial institution requiring it to hold a Certificate of Registration granted under section 45-IA of the RBI Act Annual DoS All NBFCs Master Direction- Non-Banking Financial Company Returns (Reserve Bank) Directions, 2016 dated September 29, 2016
156 Branch Information Return (for NBFC-D & NBFC-ND-SI Branch Information submitted by NBFCs-ND-SI and NBFCs accepting/holding public deposits, on a quarterly basis Quarterly DoS NBFCs having asset size more than ₹ 500 cr & NBFC Deposit Taking Master Direction- Non-Banking Financial Company Returns (Reserve Bank) Directions, 2016 dated September 29, 2016
157 Certificate on compliance with FDI norms NBFCs having Foreign Direct Investment are required to submit a Certificate from their Statutory Auditor on a half-yearly basis certifying compliance with the existing terms and conditions of FDI, Half yearly DoS NBFCs having Foreign Direct Investment Master Direction- Non-Banking Financial Company Returns (Reserve Bank) Directions, 2016 dated September 29, 2016
158 Overseas Investment Return NBFCs (both deposit taking and non-deposit taking) having overseas investment are required to submit the Overseas Investment Return on a quarterly basis Quarterly DoS NBFCs (both deposit taking and non-deposit taking) having overseas investment Master Direction- Non-Banking Financial Company Returns (Reserve Bank) Directions, 2016 dated September 29, 2016
159 NBS-8 Return NBFCs (non-deposit taking) with assets size between ₹100 crore to ₹500 crore on an annual basis. Annual DoS NBFCs (non-deposit taking) with assets size between ₹ 100 crore to ₹ 500 crore Master Direction- Non-Banking Financial Company Returns (Reserve Bank) Directions, 2016 dated September 29, 2016
160 NBS-9 Return NBFCs (non-deposit taking) with assets size below ₹100 crore on an annual basis. Annual DoS NBFCs (non-deposit taking) with assets size below ₹ 100 crore on an annual basis Master Direction- Non-Banking Financial Company Returns (Reserve Bank) Directions, 2016 dated September 29, 2016
161 NBS-1A & NBS-3A Returns Submitted by Residuary Non-Banking Companies (RNBCs) on a quarterly basis Quarterly DoS Residuary Non-Banking Companies (RNBCs) Master Direction- Non-Banking Financial Company Returns (Reserve Bank) Directions, 2016 dated September 29, 2016

162 CRILC & SMA-2 Return NBFCs-ND-SI, NBFCs-D and NBFC-Factors are required to report the CRILC return on a quarterly basis credit information on all the borrowers having aggregate fund-based and non-fund based exposure of ₹5 crore and above with them and the SMA status of the borrower Quarterly DoS All NBFCs Early Recognition of Financial Distress, Prompt Steps for Resolution and Fair Recovery for Lenders: Framework for Revitalising Distressed Assets in the Economy


163 Statement on Interest Rate Futures transaction NBFCs participating in IRF exchanges for hedging their underlying exposures are required to submit the half yearly statement Half yearly DoS NBFCs participating in IRF exchanges Master Direction- Non-Banking Financial Company Returns (Reserve Bank) Directions, 2016 dated September 29, 2016
164 Foreign Exchange Turnover (FTD) Foreign Exchange Turnover- Client and Interbank in Spot, Swaps and Forwards (including cancellations) Daily FMRD Authorised Dealer Category - I Banks Master Direction - Risk Management and Inter-Bank Dealings RBI/FMRD/2016-17/31 FMRD Master Direction No. 1/2016-17 July 5, 2016
165 Gaps, Position, and Cash Balances (GPB) Gaps of foreign currency, net open exchange positions and cash balances Daily FMRD Authorised Dealer Category - I Banks Master Direction - Risk Management and Inter-Bank Dealings RBI/FMRD/2016-17/31 FMRD Master Direction No. 1/2016-17 July 5, 2016
166 Exposure in Foreign Exchange and Amount of Exposure Hedged Consolidated information relating to exposures of corporates in foreign currency Quarterly FMRD Authorised Dealer Category - I Banks Master Direction - Risk Management and Inter-Bank Dealings RBI/FMRD/2016-17/31 FMRD Master Direction No. 1/2016-17 July 5, 2016
167 FCY-Rupee Option Transactions Option Transaction Report, Option Position Report, Change in Portfolio Delta Report and Strike Concentration Report Weekly FMRD Authorised Dealer Category - I Banks Master Direction - Risk Management and Inter-Bank Dealings RBI/FMRD/2016-17/31 FMRD Master Direction No. 1/2016-17 July 5, 2016
168 Outstanding Foreign Currency Borrowings (OFCB) Total outstanding foreign currency borrowings under all categories Monthly FMRD Authorised Dealer Category - I Banks Master Direction - Risk Management and Inter-Bank Dealings RBI/FMRD/2016-17/31 FMRD Master Direction No. 1/2016-17 July 5, 2016
169 Holding of Foreign Currencies Statement in form BAL giving details of holding of all foreign currencies by AD Bank Fortnightly FMRD Authorised Dealer Category - I Banks Master Direction - Risk Management and Inter-Bank Dealings RBI/FMRD/2016-17/31 FMRD Master Direction No. 1/2016-17 July 5, 2016
170 List of Offices/Branches of AD Bank Maintaining Rupee Accounts of Non-Resident Banks List of all offices/branches, of an AD bank, which are maintaining Rupee accounts of non-resident banks Annually FMRD Authorised Dealer Category - I Banks Master Direction - Risk Management and Inter-Bank Dealings RBI/FMRD/2016-17/31 FMRD Master Direction No. 1/2016-17 July 5, 2016
171 Suspicious Transactions undertaken by Non-Resident Importer/Exporter Doubtful transactions involving frequent cancellation of hedge transactions and / or the underlying trade transactions. Quarterly FMRD Authorised Dealer Category - I Banks Master Direction - Risk Management and Inter-Bank Dealings RBI/FMRD/2016-17/31 FMRD Master Direction No. 1/2016-17 July 5, 2016
172 Report on Asset Liability and off Balance Sheet Exposures (ALE) The ALE return contains the granular breakup of Assets and liability items along with details regarding off balance sheet and derivative exposures- Monthly (SCBs, SFBs)/ Quarterly(LABs) DoS SCB, Local Area Banks and Small Finance Banks DOS.PS.SRS.Bks.01/ 15.02.800/94-95 dated February 28, 1995

DBS.No.BC.OSMOS.3/ 33.01.021/2001-02 dated September 28, 2001
173 Report on Asset Liability and off Balance Sheet Exposures (ALE)   Monthly/ Quarterly DoS Payment Banks DOS.PS.SRS.Bks.01/ 15.02.800/94-95 dated February 28, 1995

DBS.No.BC.OSMOS.3/ 33.01.021/2001-02 dated September 28, 2001
174 Report on Capital Adequacy - Basel-I (RCA-1) Computation of capital base; computation of risk weighted assets; and risk based capital as per BASEL - I Capital Adequacy framework Quarterly DoS Local Area Banks, Small Finance Banks and Payment Banks DOS.PS.SRS.Bks.01/ 15.02.800/94-95 dated February 28, 1995

DBS.No.BC.OSMOS.3/ 33.01.021/2001-02 dated September 28, 2001
175 Report on Capital Adequacy-III (RCA - III) Computation of capital base; computation of risk weighted assets; and risk based capital as per BASEL - III Capital Adequacy framework Quarterly DoS SCB DOS.PS.SRS.Bks.01/ 15.02.800/94-95 dated February 28, 1995

DBS.No.BC.OSMOS.3/ 33.01.021/2001-02 dated September 28, 2001
176 Report on Operating Results (ROR) Quarterly reporting of P&L statement containing granular break up of interest income and interest expenses Quarterly DoS SCB, Local Area Banks and Small Finance Banks DOS.PS.SRS.Bks.01/ 15.02.800/94-95 dated February 28, 1995

DBS.No.BC.OSMOS.3/ 33.01.021/2001-02 dated September 28, 2001
177 Report on Operating Results (ROR) Quarterly reporting of P&L statement containing granular break up of interest income and interest expenses Quarterly DoS Payment Banks DOS.PS.SRS.Bks.01/ 15.02.800/94-95 dated February 28, 1995

DBS.No.BC.OSMOS.3/ 33.01.021/2001-02 dated September 28, 2001
178 Report on Asset Quality (RAQ) RAQ contains asset classification and provisioning for the advances and investment portfolio of the banks. This statement also contains sector wise granular break up of credit and investment portfolio Monthly (SCBs)/ Quarterly (LABs, SFBs) DoS SCBs, Local Area Banks and Small Finance Banks DOS.PS.SRS.Bks.01/ 15.02.800/94-95 dated February 28, 1995

DBS.No.BC.OSMOS.3/ 33.01.021/2001-02 dated September 28, 2001
179 Report on Ownership and Control (ROC) ROC captures details of ownership pattern of the bank and details of Executive / Whole Time Directors and Non-Executive Directors including details of other companies in such any of such officials are interested along with nature of interests. Half-yearly DoS SCBs (excluding Foreign Banks), Local Area Banks, Small Finance Banks and Payment Banks DOS.PS.SRS.Bks.01/ 15.02.800/94-95 dated February 28, 1995

DBS.No.BC.OSMOS. 3/33.01.021/2001-02 dated September 28, 2001
180 Risk Base Supervision Report (RBS) RBS captures information on Rating wise distribution of standard advances, Rating distribution of non-SLR investments, Sale of loans and securitisation , Credit card business carried out by the bank or through its subsidiaries, Disbursements and outstanding housing finance and Details of infrastructure finance Quarterly DoS SCBs, Local Area Banks DBS.CO.OSMOS.BC.No. 16/33.01.001/2002-2003 dated May 17, 2003
181 Liquidity Return (LR) The LR return on Structural Liquidity includes behavioural maturity profile of various components of on / off-balance sheet items on the basis of assumptions and trend analysis supported by time series analysis having five parts, viz. (i) ‘Domestic Currency – Indian Operations’, (ii) ‘Foreign Currency – Indian Operations’, (iii) ‘Combined Indian Operations – Domestic and Foreign Currency’ i.e. solo bank level, (iv) ‘Overseas branch Operations–Country-Wise’ and (v) ‘For Consolidated Bank Operations’. Fortnightly (SCBs), Monthly (SFBs & PBs) DoS SCBs, Small Finance Banks and Payment Banks DBOD.BP No 56/21.04.098/ 2012-13 dated November 7, 2012
182 Report on Interest Rate Sensitivity- (IRS) IRS captures the banks exposure to the interest rate risk. Monthly DoS SCBs, Small Finance Banks and Payment Banks DBS.BC.No.OSMOS.2/33.01.001.15.98-99 dated July 17, 1999
183 Balance Sheet Analysis (BSA) BSA captures audited accounts of the bank with notes on accounts Yearly DoS SCBs, Local Area Banks and Small Finance Banks DBOD.No.BP.BC.3/21.04.109/99 dated Feb 8, 1999

184 Report on Large Credits (RLC) Section 1 of RLC captures all individual borrowers (excluding banks) having exposure in excess of 15% of regulatory capital or a minimum of top 50 large borrowers. In section 2, All borrower groups having total exposure in excess of 30 % of bank’s capital funds or a minimum of 50 large borrower groups should be reported irrespective of the percentage of such exposure to bank’s capital funds; Section 3 captures exposure to top 20 exposure to banks irrespective of the percentage of such exposures to the bank’s capital funds. Quarterly DoS SCB, Local Area Banks and Small Finance Banks DOS.PS.SRS.Bks.01/15.02.800/94-95 dated February 28, 1995

DBS.CO.OSMOS.BC.4/33.01.001/2000-2001 dated October 18, 2000
185 Central Repository of Information on Large Credits CRILC - Main CRILC captures credit information of borrowers having aggregate fund-based and non-fund based exposure of Rs.50 million and above Quarterly DoS SCB, Local Area Banks RBI/2013-14/503 DBOD.BP.BC. No.97/21.04.132/2013-14 February 26, 2014 Framework for Revitalising Distressed Assets in the Economy – Guidelines on Joint Lenders’ Forum (JLF) and Corrective Action Plan (CAP)
186 Red Flagged Account/Fraud Borrowers Return (RFA) CRILC-SMA 2 return had three sections viz. SMA-2, JLF formation and RFA/Fraud classified borrowers, which were submitted on weekly basis as at close of every Friday. CRILCSMA2-JLF Return has been now modified as RFA Return. SMA2 data was captured earlier through CRILC-SMA-JLF which has been discontinued and default data is now being captured in RDB Return. Weekly, with effect from Reporting date March 02, 2018. DoS SCB, Local Area Banks RBI/2017-18/131 DBR.No.BP.BC.101 /21.04.048/2017-18 dated February 12, 2018 Resolution of Stressed Assets – Revised Framework
187 Report on Subsidiaries/JV/Associates The report contains information/data on financial performance, large exposure in excess of 10% of capital funds and ownership details of each subsidiary / joint venture / associate of banks Half-yearly DoS SCBs-Applicable to banks having subsidiaries/ JVs/ Associates DOS. No. BC.4/22.05.001/97, February 24, 1997.
188 Consolidated Prudential Reports CPR contains consolidated prudential information at the level of the group to which the supervised bank / institution belongs and is derived from the consolidated balance sheet and profit and loss account, prepared as per extant guidelines on preparation of Consolidated Financial Statements. Half-yearly DoS SCBs-Applicable to banks having subsidiaries/ JVs/ Associates DBS.CO.OSMOS.BC.No. 16/33.01.001/2002-2003 dated May 17, 2003

189 Report on Asset Liability and Off Balance Sheet Exposures (ALO) Branch wise break up of assets and liabilities on the basis of residual maturity / next repricing date, gap, off balance sheet exposures, unreconciled entries with other branches, with other Indian banks branches in same foreign centre and accounts with other banks Quarterly DoS Indian banks having overseas operations DBS.No.FBC.BC.34/13.12.001/99-2000 dated April 6, 2000
190 Report on Problem Credits and Investments (PCI) This return contains the non-performing assets of the overseas geography, including non-performing loans, advances and non-fund based facilities and non-performing investments. Quarterly DoS Indian banks having overseas operations DBS.No.FBC.BC.34/13.12.001/99-2000 dated April 6, 2000
191 Report on Large Exposures This return captures the reporting of large exposures and investments made during the quarter is divided into three sections- Listing of customers having limits or outstanding of US$ 5 million & above, listing of new customers having limits or outstanding of US$ 1 to 5 million and investments made during the quarter amounting to more than US$ 1 million. Quarterly DoS Indian banks having overseas operations DBS.No.FBC.BC.34/13.12.001/99-2000 dated April 6, 2000
192 Report on Country Exposures and Maturity (CEM) CEM captures country-wise concentration of credit exposures at each overseas geography Quarterly DoS Indian banks having overseas operations DBS.No.FBC.BC.34/13.12.001/99-2000 dated April 6, 2000
193 Report on Profitability (ROP) ROP captures the profitability numbers for the current quarter and the cumulative position(YTD) of all the overseas branches Quarterly DoS Indian banks having overseas operations DBS.No.FBC.BC.34/13.12.001/99-2000 dated April 6, 2000
194 ALE-FID Report on Assets and Liabilities - RBI - FID Quarterly DoS FIs DBS.FID.No.02/10.06.00/99-00 dated July 28, 1999
195 RCA1-FID Report on Capital Adequacy - RBI - FID Quarterly DoS FIs DBS.FID.No.02/10.06.00/99-00 dated July 28, 1999
196 ROR-FID Report on Operating Result - RBI - FID Quarterly DoS FIs DBS.FID.No.02/10.06.00/99-00 dated July 28, 1999
197 RAQ-FID Report on Asset Quality - RBI - FID Quarterly DoS FIs DBS.FID.No.02/10.06.00/99-00 dated July 28, 1999
198 RLC-FID Report on Large Credits - RBI – FID Quarterly DoS FIs DBS.FID.No.02/10.06.00/99-00 dated July 28, 1999
199 ROC-FID Report On Ownership And Control - RBI FID Quarterly DoS FIs DBS.FID.No.02/10.06.00/99-00 dated July 28, 1999
200 RCL-FID Report on Subsidiaries/ Associates/ Affiliates and Connected Lending Quarterly DoS FIs DBS.FID.No.02/10.06.00/99-00 dated July 28, 1999
201 Equity Investment in Capital Market This is a small return submitted by select banks (15 banks) on weekly basis to report amount of equities purchased and sold from / in the capital market during the relevant week. The reported data is furnished to Government of India. Weekly DoS Select 15 Banks DBS. CO. OSMOS. No. 12799/ 33.04.008 /2007-08, dated March 26, 2008
202 Leverage Ratio Statement Statement captures the key drivers for Basel III leverage ratio Quarterly DoS SCBs, Small Finance Banks and Payment Banks DBR.No.BP.BC.58/21.06.201/2014-15 dated Jan 08, 2015
203 Transfer Pricing Reconciliation Statement - Domestic Operations The report contains operating unit wise income and expenditure Yearly DoS SCBs Intimation through email
204 LCR - BLR The LCR contains 6 returns viz. BLR 1, BLR 2, BLR 3, BLR 4, BLR 5 & BLR -6 and monitors that a bank maintains an adequate level of unencumbered HQLAs that can be converted into cash to meet its liquidity needs for a 30 calendar day time horizon under a significantly severe liquidity stress scenario specified by supervisors. Monthly DoS SCBs, Local Area Banks and Small Finance Banks DBS.No.OSMOS.2915/33.01.001/2014-15 dated September 5, 2014
205 FMR-I Report on actual or suspected frauds in banks - within three weeks from the date of detection As and when the fraud occurs DoS SCBs (excluding RRBs), All India Select Financial Institutions RBI/DBS/2016-17/28 DBS. CO.CFMC.BC. No.1/23.04.001/2016-17 Master Directions on Frauds – Classification and Reporting by commercial banks and select FIs
206 FMR-III Progress report on frauds of large value - within 15 days of the end of the quarter to which it relates Quarterly DoS SCBs (excluding RRBs), All India Select Financial Institutions RBI/DBS/2016-17/28 DBS.CO. CFMC.BC. No.1/23.04.001/2016-17 Master Directions on Frauds – Classification and Reporting by commercial banks and select FIs
207 FMR-IV Report on dacoities/robberies/theft/ burglaries - immediately on their occurrence. Also submission of quarterly consolidated statement in FMR-4 format within 15 days of the end of the quarter to which it relates Quarterly DoS SCBs(excluding RRBs) RBI/DBS/2016-17/28 DBS.CO. CFMC.BC. No.1/23.04.001/2016-17 Master Directions on Frauds – Classification and Reporting by commercial banks and select FIs
208 VMR-I Report on action plan in public sector banks Quarterly DoS All Public Sector Banks and All India Select Financial Institutions Circular DOS. 11287 / 17.05.001 / 95 dated May 20, 1995
209 VMR-II Report on the security arrangements in public sector banks. Contains information regarding number of branches considered vulnerable, branches provided with armed guards, alarm system, and other security measures provided Quarterly DoS All Public Sector Banks Ref.DBOD.No.GC 1314- C 408A SA 85 dated Oct 28, 1985
210 VMR-III Report on action taken against employees involved in frauds and corrupt practices Quarterly DoS All Public Sector Banks VMR3 circular dated Dec 26 1984 and Sep 22 1997
211 Financial Soundness Indicators This is a special return for furnishing consolidated FSIs to IMF. Data compilation is done as per the Guidelines issued by IMF which have been circulated to all the reporting entities. Quarterly DoS SCB (excluding Foreign Banks) Intimation by letter dated Mar 25, 2010
212 CSITE – Cyber Security Incident Reporting Cyber Security Incident Reporting As and when an unusual incident is noticed DoS SCB Cyber Security Framework in Banks DBS.CO/CSITE/BC.11/ 33.01.001/2015-16 dated June 02, 2016
213 Report on financial conglomerates Capturing the intra-group transactions and exposures amongst the identified FCs Quarterly DoS Financial Conglomerates for which RBI is the Principal Regulator Communicated to the reporting entities individually along with the guidance note for submission of the returns.
214 Return on Offshore Banking Units (OBUs) Details on off-shore banking units Quarterly DoS 2 Banks (ICICI & PNB) DBS.CO.OSMOS.BC.6/33.01.001/2003-04 dated September 18, 2003
215 Statement on bad debts written off.   Yearly DoS All Public Sector Banks DOS.No.BC.4/22.05.001/97 dated February 24, 1997
216 Whole Bank Long Form Audit Report and Compliance thereof   Yearly DoS SCBs (excluding RRBs) DBS.CO.PPD.BC/13/11.01.005/2007-08 dated May 13, 2008.

DBS.CO.PP.BC.11/11.01.005/2001-2002 April 17, 2002
217 Half-Yearly Review of Investment Portfolio Qualitative/ Quantitative review of entire investment portfolio of the bank for the half year Half-yearly DoS All Commercial Banks (excluding RRBs) RBI/2015-16/97
DBR No BP.BC.6/21.04.141/2015-16, dated July 01, 2015
218 Return on Defaulted Borrowers(RDB) Return on Defaulted Borrowers Weekly, with effect from Reporting date February 23, 2018. DoS SCB, Local Area Banks RBI/2017-18/131 DBR.No.BP.BC.101/ 21.04.048/2017-18 dated February 12, 2018 Resolution of Stressed Assets – Revised Framework
219 Return on Investment Portfolio Profile of Investment Portfolio Quarterly DoS Payment Banks Mail to Payment Banks
220 Return on Information on Business Correspondents For information on Business Correspondents Quarterly DoS Payment Banks Mail to Payment Banks
221 Additional Data on Loan portfolio, Branch Profile and Financial Inclusion Return capturing additional data on loan portfolio Quarterly DoS Small Finance Banks Mail to SFBs
222 FMR 1 Report on Actual or Suspected Frauds in Banks As and when the fraud occurs DoS All Primary (Urban) Co-operative Banks RBI/2015-16/1 DCBR.CO.BPD.MC.No.1/12.05.001/2015-16 July 1, 2015 Master Circular on Frauds- Classification and Reporting

RBI/2015-16/399 DCBS.CO.Cir.No.001/12.17.001/2015-16 May 19, 2016 Frauds in UCBs : Changes in Monitoring and Reporting mechanism



223 FMR 3 Quarterly Progress Report on Frauds of Rs.1 lakh & above Quarterly DoS All Primary (Urban) Co-operative Banks RBI/2015-16/1 DCBR.CO.BPD.MC.No.1/12.05.001/2015-16 July 1, 2015 Master Circular on Frauds- Classification and Reporting
224 FMR 4 Report on Dacoities/Robberies/Theft/Burglaries Quarterly DoS All Primary (Urban) Co-operative Banks RBI/2015-16/1 DCBR.CO.BPD.MC.No.1/12.05.001/2015-16 July 1, 2015 Master Circular on Frauds- Classification and Reporting
225 Report of Commodity Hedging in Overseas Market (w.e.f April 01, 2018) Report of Commodity Hedging in Overseas Market Quarterly FMRD AD Cat-1 Banks RBI/2017-18/138 A.P. (DIR Series) Circular No. 19 Hedging of Commodity Price Risk and Freight Risk in Overseas Markets (Reserve Bank) Directions March 12, 2018
226 Return on Internet Banking To Capture Internet Banking details; Number of registered customers, details of transactions (Interbank and intrabank) volume and value Quarterly/ Monthly DoS/ DPSS SCBs (including RRBs), UCBs, StCBs, DCCBs, Payment Banks and Small Finance Banks who have been permitted to provide Internet Banking services in India DPSS.CO.OD.No.670/06.08.001/2019-20 dated September 24, 2019



227 Return on Complaints To Capture Compliants Quarterly/ Monthly DoS All SFBs and PBs  
228 Proforma Consolidated proforma which has replaced Proforma I and Proforma II As and when DSIM SCBs (including RRBs), Co-operative Banks Revision in Proforma and Reporting of Bank/Banking Outlet (BO) details under
the Central Information System for Banking Infrastructure (CISBI) RBI/2018-19/228
DBR.No.BAPD.BC.50/22.01.001/2018-19 dated June 28, 2019
229 Liberalised Remittance Scheme Liberalised Remittance Scheme of USD 2,50,000 for resident individuals Daily FED AD Category - I Banks Liberalised Remittance Scheme (LRS) for Resident Individuals – daily reporting of transactions
230 Return on Connected Exposure Return on Connected Exposure Quarterly DoS All SCBs, LABs , SFBs and PBs  
231 LEF Large Exposures Framework Quarterly DoS All SCBs, SFBs Large Exposures Framework RBI/2016-17/167 DBR.No.BP.BC.43/21.01.003/2016-17 dated December 01, 2016
232 CRILC Main CRILC return for UCBs Quarterly DoS UCBs RBI/2019-20/144-DoS.OSMOS.No.4633/33.05.018/2019-20- Reporting of Large Exposures to Central Repository of Information on Large Credits (CRILC) – UCBs- January 16, 2020
233 Form I Monthly Return of unclaimed deposits/credits/ accounts/ in India which have not been operated upon/remained unclaimed for 10 years or more as on the date of the return and transferred to the DEA Fund Account. (To be submitted online to the Reserve Bank of India by 15th of the succeeding month) Monthly DoR SCBs (including RRBs), Local Area Banks, UCBs, StCBs, DCCBs, SFBs and PBs Operational Guidelines issued for DEA Fund Scheme, 2014 vide letter no. 3044/30.01.002/2017-18 dated September 27, 2017 to all banks
234 Form II Monthly return claiming refund from the DEA Fund (Original hardcopy to be submitted by 15th of the succeeding month to which the claim pertains) Monthly DoR SCBs (including RRBs), Local Area Banks, UCBs, StCBs, DCCBs, SFBs and PBs Operational Guidelines issued for DEA Fund Scheme, 2014 vide letter no. 3044/30.01.002/2017-18 dated September 27, 2017 to all banks
235 Form III Certificate of reconciliation of balances for the Half Year ended June/December to be submitted by banks not later than July 31 and January 31 Half-yearly DoR SCBs (including RRBs), Local Area Banks, UCBs, StCBs, DCCBs, SFBs and PBs Operational Guidelines issued for DEA Fund Scheme, 2014 vide letter no. 3044/30.01.002/2017-18 dated September 27, 2017 to all banks
236 Annual Certificate A yearly return certified by statutory auditor and to be submitted by banks in original within one month from the date of completion of their annual audit Annual DoR SCBs (including RRBs), Local Area Banks, UCBs, StCBs, DCCBs, SFBs and PBs Operational Guidelines issued for DEA Fund Scheme, 2014 vide letter no. 3044/30.01.002/2017-18 dated September 27, 2017 to all banks
237 Statement of Half yearly performance Information on Capital, Deposits, borrowing, investment and advances. Half Yearly (March /September) DoR Regional Rural Banks  
238 Interest Rate Risk Positions for clients Interest Rate Risk Positions for clients having outstanding derivative of Rs.10 billion Quarterly FMRD Banks and Primary Dealers Rupee Interest Rate Derivatives (Reserve Bank) Directions, 2019
239 Cross-border remittances arising out of Rupee interest rate derivatives transactions undertaken by non-residents Cross-border remittances arising out of Rupee interest rate derivatives transactions undertaken by non-residents Monthly FMRD Banks Rupee Interest Rate Derivatives (Reserve Bank) Directions, 2019
240 FX- Transactions- Retail platform The distribution of customer transactions (across FX-Retail, other electronic trading platforms and other channels) and the fees charged by them Quarterly FMRD AD Category – I - Banks Rollout of the foreign exchange trading platform for retail participants – FX-Retail
* Notes
SCBs: Scheduled Commercial Banks
RRBs: Regional Rural Banks
SFBs: Small Finance Banks
PBs: Payment Banks
LABs: Lead Area Banks
AIFIs: All India Financial Institutions
ADs: Authorised Dealers
IP Agents: Issuing and Paying Agents
NBFCs: Non-Banking Financial Companies
RNBCs: Residuary Non-Banking Companies
NBFC-D: Non-Banking Financial Companies- Deposit Taking
NBFC-ND-SI: Non-Banking Financial Companies- Non-Deposit Taking-Systemically Important
UCBs: Urban Cooperative Banks
StCBs: State / Central Co-operative Banks
DCCBs: District Central Co-operative Banks
CICs: Credit Information Companies
AMCs: All Authorised Money Changers
FFMCs: Full Fledged Money Changers
MTSS: Money Transfer Service Scheme
WLAs: White label ATMs
PDs: Primary Dealers
SIDBI: Small Industries Development Bank of India
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